Roger William Harrelson

1) Harrelson Financial Group, LLC 190 Knox Abbott Drive, Suite 2-B, Cayce~Columbia~SC~29206 Owner~1/1/2005~5hrs~5hrs~I manage the business operations and promote investment/insurance services & products. 2) ROGER W. HARRELSON, CPA, LLC POSITION: Managing Senior Accountant NATURE: This CPA firm provides accounting, taxation services, estate planning and business consulting services to businesses and to individuals. INVESTMENT RELATED: No NUMBER OF HOURS: 155 SECURITIES TRADING HOURS: 125 START DATE: 07/01/2011 ADDRESS: 190 Knox Abbott Drive, Suite 2B, Cayce SC 29033, United States DESCRIPTION: I provide accounting, taxation services, estate planning and business consulting services to businesses and to individuals. Additionally, I provide administrative services for the firm including employee hiring/firing, employee training & supervision and the budgeting & management of the firm's income & expenses. 3) HARRELSON FINANCIAL GROUP, LLC; POSITION: Owner/Sole Proprietor NATURE: Promotes investment/insurance services & products through Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2005; ADDRESS: 190 Knox Abbott Drive, Suite 2-B,, Cayce SC 29033, United States; DESCRIPTION: I manage the business operations and promote investment/insurance services & products. 4) AVANTAX AFFILIATED INSURANCE AGENCY; POSITION: Agent NATURE: I offer fixed/variable annuities, including equity indexed annuities, as well as term life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 10/29/1999; ADDRESS: 3200 Olympus Blvd., Coppell TX 75019, United States; DESCRIPTION: Sale of insurance products through Avantax Insurance Services and/or Avantax Insurance Agency, including EIAs.