Gregory A. Wachsteter
Professional summary
Gregory Alan Wachsteter is a registered financial professional currently at WATERMILL INSTITUTIONAL TRADING LLC located in Jersey City, New Jersey.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1999. Gregory has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Alan Wachsteter's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2010 - Present
WATERMILL INSTITUTIONAL TRADING LLC
Office #1: 111 Town Square Place Suite 1520, Jersey City, NJ 07310March 5, 2009 - August 3, 2010
WILLIAMS TRADING LLC
March 25, 2003 - March 2, 2009
KEVIN DANN & PARTNERS, LLC
March 14, 2002 - April 1, 2003
FAM DISTRIBUTORS, INC.
March 11, 1999 - March 14, 2000
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/7/2010)
(10/7/2010)
(3/14/2011)
(10/4/2010)
(4/14/2014)
(2/9/2011)
(11/19/2010)
(7/27/2010)
(5/30/2014)
(9/22/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/13/2009
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
WATERMILL INSTITUTIONAL TRADING LLC
CRD#: 150892 / SEC#: , 8-68311
Contact information
FINRA licenses (15 States and Territories)
Red Flags
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