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Torsten Saile

ChFC®, CLU®
CETERA INVESTMENT ADVISERS
PHOENIX, AZ
·CRD# 3165159·27 years experience

Professional Summary

Torsten Saile, ChFC®, CLU®, who also goes by Tor Saile, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Phoenix, Arizona and CETERA INVESTMENT SERVICES LLC located in Lombard, Illinois. Torsten is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Torsten has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tor Saile

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

ChFC®
Chartered Financial Consultant
CLU®
Chartered Life Underwriter

Years of Experience

27 years in the financial services industry

Current & Past Employments

Current

CETERA INVESTMENT ADVISERS LLCCurrent·CRD# 105644
RIA
1. 1702 E Highland Ave Suite 204, Phoenix, AZ 850162. One East 22nd Street Suite 710, Lombard, IL 60148
May 1, 2025 - Present
CETERA INVESTMENT SERVICES LLCCurrent·CRD# 15340
BD
1. One East 22nd Street Suite 710, Lombard, IL 601482. 1702 E. Highland Ave Suite 204, Phoenix, AZ 85016
May 1, 2025 - Present

Past

OSAIC WEALTH, INC.Past·CRD# 23131
BD
Scottsdale, AZ
August 23, 2024 - May 6, 2025
OSAIC ADVISORY SERVICES, LLCPast·CRD# 171070
RIA
Fountain Hills, AZ
March 29, 2021 - May 6, 2025
TRIAD ADVISORS LLCPast·CRD# 25803
BD
Scottsdale, AZ
March 29, 2021 - August 23, 2024
SEQUOIA WEALTH MANAGEMENT, LLCPast·CRD# 170543
RIA
Barrington, IL
December 9, 2014 - April 30, 2021
LPL FINANCIAL LLCPast·CRD# 6413
BD
Barriington, IL
December 13, 2010 - April 9, 2021
LPL FINANCIAL LLCPast·CRD# 6413
RIA
Barriington, IL
December 14, 2010 - March 20, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLCPast·CRD# 2881
BD
Schaumburg, IL
March 29, 1999 - December 15, 2010
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANYPast·CRD# 109729
RIA
Milwaukee, WI
October 16, 2006 - April 30, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLCPast·CRD# 2881
RIA
Schaumburg, IL
August 30, 2005 - August 18, 2006
ROBERT W. BAIRD & CO. INCORPORATEDPast·CRD# 8158
BD
Milwaukee, WI
March 29, 1999 - January 1, 2002

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CO-OWNER OF IRONWOOD FAMILY WEALTH ADVISORS; DBA FOR CETERA BUSINESS; CO-OWNER AND PRESIDENT OF SAILE GROUP; S CORP USED TO TRACK REVENUE AND EXPENSES; PRESIDENT AND OWNER OF CLEAR PATH GROWTH PARTNERS; PERFORM CONSULTING SERVICES TO HELP BUSINESS OWNERS MAXIMIZE THE VALUE OF THEIR BUSINESS; 5 HRS/WK

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Arizona
(5/2/2025)
RR
Arizona
(5/5/2025)
RR
California
(5/2/2025)
RR
Colorado
(5/6/2025)
RR
Florida
(5/2/2025)
RR
Idaho
(5/2/2025)
RR
Illinois
(6/3/2025)
RR
Indiana
(5/6/2025)
RR
Iowa
(5/5/2025)
RR
Louisiana
(5/6/2025)
RR
Massachusetts
(5/2/2025)
RR
Michigan
(5/5/2025)
RR
Nevada
(2/17/2026)
IAR
Texas
(5/1/2025)
RR
Texas
(5/2/2025)
RR
Wisconsin
(5/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2003About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1999About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Torsten Saile's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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