Timothy J. Kenton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy John Kenton, who also goes by Timothy J Kenton, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1999. Timothy had worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2009 - October 19, 2012
TD AMERITRADE, INC.
July 13, 2009 - October 19, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 9, 2009 - October 19, 2012
TD AMERITRADE, INC.
June 16, 2008 - July 29, 2009
GENTER CAPITAL MANAGEMENT
October 26, 2006 - May 7, 2008
TD AMERITRADE, INC.
October 26, 2006 - May 7, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 28, 2004 - May 7, 2008
TD AMERITRADE, INC.
January 9, 2004 - August 4, 2004
FARMERS FINANCIAL SOLUTIONS, LLC
September 3, 2002 - December 31, 2003
FARMERS FINANCIAL SOLUTIONS, LLC
February 9, 2001 - August 26, 2002
MORGAN STANLEY DW INC.
March 11, 1999 - September 10, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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