Scott R. Geisinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Robert Geisinger, who also goes by Scott Robert Gasinger, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1999. Scott had worked at 9 firms and has passed the Series 63, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2006 - December 7, 2006
WESTROCK ADVISORS, INC.
June 15, 2005 - November 1, 2005
WESTROCK ADVISORS, INC.
February 25, 2005 - April 1, 2005
WESTROCK ADVISORS, INC.
November 15, 2004 - March 23, 2005
JOSEPH STEVENS & CO., INC.
October 21, 2003 - October 30, 2003
GUNNALLEN FINANCIAL, INC
May 27, 2003 - August 8, 2003
CONTINENTAL BROKER-DEALER CORP.
January 8, 2003 - June 2, 2003
GUNNALLEN FINANCIAL, INC
May 21, 2002 - December 13, 2002
WESTROCK ADVISORS, INC.
October 23, 2001 - June 19, 2002
BUCKMAN, BUCKMAN & REID, INC.
October 1, 2001 - October 23, 2001
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
November 9, 2000 - August 30, 2001
JOSEPH STEVENS & CO., INC.
March 9, 2000 - November 24, 2000
WHITEHALL WELLINGTON INVESTMENTS, INC.
July 29, 1999 - February 29, 2000
SEABOARD SECURITIES, INC.
March 29, 1999 - June 28, 1999
JOSEPH STEVENS & CO., INC.
January 12, 1999 - February 16, 1999
GLOBAL CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/11/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
WESTROCK ADVISORS, INC.
CRD#: 114338 / SEC#: , 8-53419
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
