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Todd A. Trautmann
THRIVENT INVESTMENT MANAGEMENT
HOLMEN, WI 54636
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CRD#: 3164848
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Todd Arthur TrautmannTHRIVENT INVESTMENT MANAGEMENT
Professional summary
Todd Arthur Trautmann is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Holmen, Wisconsin.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Todd has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY POSITION: Owner/Landlord NATURE: Collect rents and other duties as needed. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2015 ADDRESS: 109 S Holmen Dr, Holmen WI 54636, United States DESCRIPTION: collecting rent and various maintence CHILDRENS BOOK AUTHOR POSITION: owner NATURE: I have written a book and intend to sell the book. It is a children's book and a story of my daughter taking her dog to school. I will share the book and silicate sales in many different venues including on line/international/local radio and book stores and friends and family. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2020 ADDRESS: N5906 Park Dr, Onalaska WI 54650, United States DESCRIPTION: sales and promotion of this children's book and author reading times in local classrooms in non client or Thrivent related locations or events HOLMEN AREA COMMUNITY CENTER POSITION: board member NATURE: community activity center for the area. Provides health and wellness along with activities for the surrounding Holmen area community INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2022 ADDRESS: 600 N Holmen Dr, Holmen WI 54636, United States DESCRIPTION: monthly board meetings basic board responsibilities around staffing decisions approval of goals and direction of the organization and budget approval
CRS (Client Relationship Summary) - RIA
Click below to view Todd Arthur Trautmann's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Todd Arthur Trautmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2002 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 505 Empire St, Holmen, WI 54636RIA
BD
CRD#: 18387
HOLMEN, WI
Current
July 1, 2002 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 505 Empire St, Holmen, WI 54636RIA
BD
CRD#: 18387
HOLMEN, WI
Past
January 22, 1999 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/20/2023)
RR
Colorado(7/24/2015)
RR
Florida(12/1/2016)
RR
Iowa(5/10/2006)
RR
Michigan(9/8/2022)
RR
Minnesota(7/1/2002)
IAR
Minnesota(8/10/2022)
RR
Missouri(9/8/2022)
RR
Pennsylvania(1/29/2021)
RR
Texas(9/16/2009)
IAR
Texas(9/18/2009)
RR
Washington(3/21/2024)
RR
Wisconsin(7/1/2002)
IAR
Wisconsin(7/1/2002)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Holmen, WI 54636TRUST BUT VERIFY
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