Lyndon J. Zingale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lyndon Joseph Zingale, who also goes by Lyn Joseph Zingale, Lyn Zingale, Lyndon J Zingale, Lynwood Joseph Zingale, was a registered financial professional .
Lyndon is a previously registered financial professional and started their career in finance in 1999. Lyndon had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2016 - November 5, 2025
TRUIST ADVISORY SERVICES, INC.
July 28, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 26, 2016 - November 5, 2025
TRUIST INVESTMENT SERVICES, INC.
May 19, 2015 - July 5, 2016
J.P. MORGAN SECURITIES LLC
May 12, 2015 - July 5, 2016
J.P. MORGAN SECURITIES LLC
January 7, 2015 - April 29, 2015
SECURIAN FINANCIAL SERVICES, INC.
January 2, 2015 - April 29, 2015
SECURIAN FINANCIAL SERVICES, INC.
April 21, 2009 - June 20, 2014
HARRISDIRECT LLC
September 30, 1999 - June 20, 2014
E*TRADE SECURITIES LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
