JM
Jennifer H. Malek
THE WEALTH CONSULTING GROUP
SHERMAN OAKS, CA 91403
Some features on this profile are disabled
CRD#: 3164482
JM
Professional summary
Jennifer Han Malek, who also goes by Jennifer Shihming Han, Jennifer Han, is a registered financial advisor currently at THE WEALTH CONSULTING GROUP located in Sherman Oaks, California and LPL FINANCIAL LLC located in Sherman Oaks, California.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jennifer has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Shihming Han | Jennifer Han
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 06/13/2012 - JHM Wealth Management, Inc. - Non-Variable Insurance DBA - JHM Wealth Management, Inc. - INV REL - AT REPORTED BUSINESS LOCATION - Forming a S-Corporation in the name of: JHM Wealth Management, Inc. - This will be for all LPL activity and replaces: Clay, Malek & Northam Wealth Management. SELLING OUTSIDE FIXED INSURANCE - LIFE, HEALTH, LONG TERM CARE - 95% TIME SPENT (2) 04/19/2013 - NO BUSINESS NAME - Other-Lakers Season Ticket Holder - NOT INV REL - AT REPORTED BUSINESS LOCATION - We are 50% owners of Lakers Season Tickets with another couple. We cannot go to all the games so the unused games are posted on the Laker Website for Season Ticket Holders to sell their unused tickets. - 1% TIME SPENT (3) 05/13/2013 - NO BUSINESS NAME - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION - I'm establishing a relationship with a company that specializes in Health Insurance to refer existing clients that have a need for Health Insurance. This company will do the Health business & split commissions 35% with me. - 2% TIME SPENT (4) 05/13/2013 - Henry Norman - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION - I am referring Non-Variable Life Ins business to a Life Ins Agent to meet with clients that have a need for Life Ins or need a review of their Life Ins. We will be splitting commissions either 60/40 or 50/50%. - 5% TIME SPENT (5) 06/15/2016 - WCG Wealth Advisors, LLC - Registered Investment Advisor DBA - JHM Wealth Management, Inc. - INV REL - START 06/01/2016 - 15233 Ventura Blvd, Suite #220, Sherman Oaks, CA 91403 - I'm the only IAR, currently with RIA Solutions Team pending approval - 160 HR/MO, 120 DURING SECS TRDG HRS (6) 06/15/2016 - WCG Wealth Advisors, LLC - Registered Investment Advisor Hybrid - INV REL - START 06/05/2016 - 15233 Ventura Blvd, Suite #220, Sherman Oaks, CA 91403 - 160 HR/MO, 120 DURING SECS TRDG HRS (7) 01/10/2024 - Riman Skin & Body Products - Non-Investment Related - Other - I may receive compensation from Riman, which is a Korean skin & body care line if I, friends and family buy their products - Started: 11/13/2023 - 2 Hrs/mo; 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Han Malek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2016 - Present
THE WEALTH CONSULTING GROUP
Office #1: 15233 Ventura Blvd #220, Sherman Oaks, CA 91403RIA
CRD#: 173194
SHERMAN OAKS, CA
Current
October 2, 2006 - Present
LPL FINANCIAL LLC
Office #1: 15233 Ventura Blvd #220, Sherman Oaks, CA 91403RIA
BD
CRD#: 6413
Sherman Oaks, CA
Past
October 2, 2006 - December 23, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
SHERMAN OAKS, CA
Past
March 21, 2002 - October 4, 2006
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
SHERMAN OAKS, CA
Past
July 26, 2001 - October 4, 2006
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
SHERMAN OAKS, CA
Past
January 6, 1999 - July 23, 2001
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THE WEALTH CONSULTING GROUP
ABOUND FINANCIAL | YERBA BUENA FINANCIAL PARTNERS | WILBORN ADVISORS | WCG WEALTH ADVISORS, LLC | WCG WEALTH ADVISORS | V WEALTH MANAGEMENT | V WEALTH | UTOR WEALTH | TRULY ALIGNED INC. | TRELOAR & HEISEL WEALTH MANAGEMENT | THE WEALTH CONSULTING GROUP | SUNDANCE INVESTMENTS LLC | STRONGHAVEN LLC | STONEBRIDGE GLOBAL INVESTMENTS | SPECTRUM WEALTH MANAGEMENT, INC. | REINERT WEALTH MANAGEMENT | REDWITZ WEALTH MANAGEMENT | RDM ASSOCIATES | PROSPERITY WEALTH PARTNERS, LLC | PAVLOVIC WEALTH MANAGEMENT | PASCHANG & ASSOCIATES | PALO VERDE WEALTH MANAGEMENT, LLC | NICHOLS WEALTH MANAGEMENT | NAVIGUIDE WEALTH PARTNERS | MTXE CAPITAL | MTXE ANALYTICS | METCALF PARTNERS WEALTH MANAGEMENT | MARKET CYCLE FINANCIAL | LUCAS WEALTH STRATEGIES | KONZA WEALTH ADVISORS | KC WEALTH ADVISOR, LLC | KAWABE & ASSOCIATES | KANSAS CITY RETIREMENT PLANNING, LLC | JHM WEALTH MANAGEMENT, INC. | INSTRUMENTAL ADVISORS | IMPACT WEALTH PARTNERS | HASKELL WEALTH MANAGEMENT | GREAT WESTERN WEALTH MANAGEMENT | GEN 4 WEALTH ADVISORS | FRANZ TATUM WEALTH MANAGEMENT | FINANCIAL YOGI | FIDES WEALTH STRATEGIES GROUP | FAMILY WEALTH MANAGEMENT GROUP | ENCORE WEALTH MANAGEMENT | EMBRACE WEALTH MANAGEMENT | EDMOND WEALTH MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT/DE MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT | DE MANAGEMENT | DAROLD MARK & ASSOCIATES | CORNERSTONE WEALTH MANAGEMENT,LLC | CORNERSTONE FINANCIAL ADVOCATES | CLARIO FINANCIAL SERVICES | CARTER FINANCIAL | BYDAND FINANCIAL, LLC | BRIGHT ADVISORS, LLC | BRIANNE FINANCIAL | BALZER INVESTMENT MANAGEMENT, LLC | BAIR FINANCIAL PLANNING | APC WEALTH MANAGEMENT, INC. | ANCHOR WEALTH MANAGEMENT GROUP, LLC | ALTENBURG ASSET ADVISORS, LLC
CRD#: 173194 / SEC#: 801-80386
RIA
Registered Investment Advisory firm - (10/1/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/24/2012)
RR
California(10/2/2006)
IAR
California(6/9/2016)
RR
Florida(5/16/2017)
RR
Georgia(4/27/2015)
RR
Idaho(5/1/2024)
RR
Illinois(5/15/2023)
RR
Maryland(4/5/2012)
RR
Michigan(3/7/2022)
RR
Nevada(7/30/2012)
RR
New York(4/13/2015)
RR
Ohio(9/1/2024)
RR
Tennessee(4/11/2025)
RR
Washington(3/2/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TW
THE WEALTH CONSULTING GROUP
ABOUND FINANCIAL | YERBA BUENA FINANCIAL PARTNERS | WILBORN ADVISORS | WCG WEALTH ADVISORS, LLC | WCG WEALTH ADVISORS | V WEALTH MANAGEMENT | V WEALTH | UTOR WEALTH | TRULY ALIGNED INC. | TRELOAR & HEISEL WEALTH MANAGEMENT | THE WEALTH CONSULTING GROUP | SUNDANCE INVESTMENTS LLC | STRONGHAVEN LLC | STONEBRIDGE GLOBAL INVESTMENTS | SPECTRUM WEALTH MANAGEMENT, INC. | REINERT WEALTH MANAGEMENT | REDWITZ WEALTH MANAGEMENT | RDM ASSOCIATES | PROSPERITY WEALTH PARTNERS, LLC | PAVLOVIC WEALTH MANAGEMENT | PASCHANG & ASSOCIATES | PALO VERDE WEALTH MANAGEMENT, LLC | NICHOLS WEALTH MANAGEMENT | NAVIGUIDE WEALTH PARTNERS | MTXE CAPITAL | MTXE ANALYTICS | METCALF PARTNERS WEALTH MANAGEMENT | MARKET CYCLE FINANCIAL | LUCAS WEALTH STRATEGIES | KONZA WEALTH ADVISORS | KC WEALTH ADVISOR, LLC | KAWABE & ASSOCIATES | KANSAS CITY RETIREMENT PLANNING, LLC | JHM WEALTH MANAGEMENT, INC. | INSTRUMENTAL ADVISORS | IMPACT WEALTH PARTNERS | HASKELL WEALTH MANAGEMENT | GREAT WESTERN WEALTH MANAGEMENT | GEN 4 WEALTH ADVISORS | FRANZ TATUM WEALTH MANAGEMENT | FINANCIAL YOGI | FIDES WEALTH STRATEGIES GROUP | FAMILY WEALTH MANAGEMENT GROUP | ENCORE WEALTH MANAGEMENT | EMBRACE WEALTH MANAGEMENT | EDMOND WEALTH MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT/DE MANAGEMENT | DISCIPLINED EQUITIES MANAGEMENT | DE MANAGEMENT | DAROLD MARK & ASSOCIATES | CORNERSTONE WEALTH MANAGEMENT,LLC | CORNERSTONE FINANCIAL ADVOCATES | CLARIO FINANCIAL SERVICES | CARTER FINANCIAL | BYDAND FINANCIAL, LLC | BRIGHT ADVISORS, LLC | BRIANNE FINANCIAL | BALZER INVESTMENT MANAGEMENT, LLC | BAIR FINANCIAL PLANNING | APC WEALTH MANAGEMENT, INC. | ANCHOR WEALTH MANAGEMENT GROUP, LLC | ALTENBURG ASSET ADVISORS, LLC
CRD#: 173194 / SEC#: 801-80386
RIA
Registered Investment Advisory firm - (10/1/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8925 West Post Road 2nd Floor, Las Vegas, NV 89148
Mailing Address
Phone number
(702) 263-1919
Established
Firm type
Fiscal year end
# of Employees
204
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,129 |
| AUM (Assets Under Management) | $ 5,446,595,206 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE WEALTH CONSULTING GROUP
CRD#: 173194Sherman Oaks, CA 91403TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
