Larry P. Bormel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Philip Bormel was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1999. Larry had worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2011 - September 10, 2019
PLANNING SOLUTIONS GROUP, LLC
November 22, 2010 - July 23, 2019
TRIAD ADVISORS LLC
October 2, 2001 - December 7, 2010
OSAIC FA, INC.
June 11, 1999 - December 7, 2010
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLANNING SOLUTIONS GROUP, LLC
CRD#: 154118 / SEC#: 801-71722
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
