KO
Kelly Odean
FIFTH THIRD SECURITIES
Kalamazoo, MI 49004
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CRD#: 3164395
KO
Kelly OdeanFIFTH THIRD SECURITIES
Professional summary
Kelly Odean, who also goes by Kelly Wayne Odean, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Kalamazoo, Michigan.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kelly has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Aliases
Kelly Wayne Odean
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Real Estate Ownership; Lot/Land; 23 Mile Rd, Parcel 16, Marshall, MI, 49068; Not Investment-Related; 12/01/2023. Independent Insurance Brokering; Oceanview; 01/30/2024; Fixed Annuity.
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Odean's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kelly Odean's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2026 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 151 S. Rose Street 6th Floor, Kalamazoo, MI 49004RIA
BD
CRD#: 628
Kalamazoo, MI
Current
July 15, 2026 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 151 S. Rose Street 6th Floor, Kalamazoo, MI 49004RIA
BD
CRD#: 628
Kalamazoo, MI
Past
November 5, 2023 - September 22, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Kalamazoo, MI
Past
August 21, 2023 - September 22, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Kalamazoo, MI
Past
May 1, 2006 - November 6, 2023
COMERICA SECURITIES
RIA
CRD#: 17079
KALAMAZOO, MI
Past
May 1, 2006 - November 6, 2023
COMERICA SECURITIES
BD
CRD#: 17079
KALAMAZOO, MI
Past
March 20, 2006 - March 21, 2006
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
PORTAGE, MI
Past
October 2, 2003 - February 21, 2006
COMERICA SECURITIES
RIA
CRD#: 17079
KALAMAZOO, MI
Past
October 1, 2003 - February 21, 2006
COMERICA SECURITIES
BD
CRD#: 17079
KALAMAZOO, MI
Past
January 15, 1999 - October 15, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/10/2026)
RR
Arkansas(9/22/2026)
RR
California(7/15/2026)
RR
Colorado(7/15/2026)
RR
Florida(7/15/2026)
RR
Georgia(7/15/2026)
RR
Illinois(7/15/2026)
RR
Indiana(9/22/2026)
RR
Kentucky(9/22/2026)
IAR
Michigan(7/15/2026)
RR
Michigan(7/23/2026)
RR
New York(7/15/2026)
RR
North Carolina(9/22/2026)
RR
Ohio(9/22/2026)
RR
Oklahoma(7/15/2026)
RR
Pennsylvania(9/22/2026)
RR
South Carolina(9/22/2026)
RR
Texas(7/15/2026)
RR
Virginia(9/22/2026)
RR
Washington(7/15/2026)
RR
Wisconsin(9/22/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 26
Passed: 4/10/2008
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
34 Fountain Square Plaza Md 1090xb, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
13,533
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 47,014 |
| AUM (Assets Under Management) | $ 10,924,793,999 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIFTH THIRD SECURITIES, INC.
CRD#: 628Kalamazoo, MI 49004TRUST BUT VERIFY
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