Theodore M. Athans

WEALTHSPRING

Long Beach, CA 90815

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CRD#: 3164104

Professional summary

Theodore Michael Athans, AIF®, CFP® is a registered financial advisor currently at WEALTHSPRING located in Long Beach, California.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Theodore has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed insurance sales, Wealthspring; as of 4/5/2021. Approximately 5% of time spent during securities trading hours per month; conducted at branch location; investment related. 2. WS Tax LLC, owner/tax preparer, as of 7/1/2025. A private entity providing tax planning and preparation services. Approximately 5% of time spent during business hours. Investment related, conducted at branch. 3. Verve City Church, board member, as of 8/1/2023. Approximately 5% of time spent. Not investment related, not conducted at branch.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Michael Athans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

September 29, 2022 - Present

WEALTHSPRING

Office #1: 5000 Airport Plaza Drive, Suite 245, Long Beach, CA 90815Office #2: 1360 Marsh Street, San Luis Obispo, CA 93401Office #3: 15338 Central Ave, Chino, CA 91710Office #4: 1550 Airport Boulevard Suite 205, Santa Rosa, CA 95403Office #5: One Park Plaza Suite 600, Irvine, CA 92614

RIA

CRD#: 322756

Long Beach, CA

Past

April 24, 2009 - October 3, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

SAN LUIS OBISPO, CA

Past

April 24, 2009 - October 3, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

SAN LUIS OBISPO, CA

Past

February 26, 1999 - April 27, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN LUIS OBISPO, CA

Past

February 17, 1999 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 17, 1999 - April 27, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SAN LUIS OBISPO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHSPRING

WEALTHSPRING | WEALTHSPRING PARTNERS, LLC

CRD#: 322756 / SEC#: 801-126563

RIA

Registered Investment Advisory firm - (9/15/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/29/2022)

IAR

Texas
(9/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/16/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/17/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/21/2010

General Securities Principal Examination

Current Firm

WEALTHSPRING

WEALTHSPRING | WEALTHSPRING PARTNERS, LLC

CRD#: 322756 / SEC#: 801-126563

RIA

Registered Investment Advisory firm - (9/15/2022 Approved)

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Contact information

Main Address

5000 Airport Plaza Drive, Suite 245, Long Beach, CA 90815

Mailing Address

Phone number

(562) 491-4410

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A AUGUST 2025 (8/28/2025)

Regulatory assets under management

Total Number of Accounts	929
AUM (Assets Under Management)	$ 332,665,171

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Theodore M. Athans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Michael Athans's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

WEALTHSPRING

State Registrations and Notice Filings

Exams

Series 63

Date: 10/16/2025

Series 66

Date: 2/17/1999

SIE

Date: 10/1/2018

Series 7

Date: 2/16/1999

Series 24

Date: 10/21/2010

Current Firm

WEALTHSPRING

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHSPRING

TRUST BUT VERIFY

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