Jason S. Kane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Sherman Kane, who also goes by Jason Kane, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1999. Jason had worked at 13 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2012 - September 15, 2021
VOYA FINANCIAL PARTNERS, LLC
May 22, 2009 - April 21, 2011
VOYA FINANCIAL PARTNERS, LLC
March 18, 2008 - May 26, 2009
VOYA RETIREMENT ADVISORS, LLC
October 13, 2006 - November 21, 2007
LPL FINANCIAL LLC
October 13, 2006 - November 21, 2007
LPL FINANCIAL LLC
May 18, 2005 - June 12, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 10, 2004 - April 14, 2005
CITISTREET FINANCIAL SERVICES LLC
November 10, 2004 - April 14, 2005
CITISTREET EQUITIES LLC
January 20, 2004 - June 30, 2004
ESSEX NATIONAL SECURITIES, LLC
September 15, 2003 - June 30, 2004
ESSEX NATIONAL SECURITIES, LLC
September 4, 2002 - September 15, 2003
GATEWAY INVESTMENT SERVICES, INC.
January 3, 2001 - May 1, 2001
IDS LIFE INSURANCE COMPANY
January 3, 2001 - May 1, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
October 1, 2000 - November 10, 2000
WELLS FARGO CLEARING SERVICES, LLC
September 13, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
April 6, 1999 - May 5, 2000
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/17/2024
General Securities Representative ExaminationCurrent Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
