John R. Macneille
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robert Macneille, who also goes by Jerry Macneille, John Robert Macneille III, Jerry Macneille Mr., was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1965. John had worked at 11 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2016 - June 5, 2017
FIRST EMPIRE SECURITIES, INC.
September 20, 2012 - May 31, 2016
HERBERT J. SIMS & CO, INC.
March 2, 1994 - April 4, 2012
RAYMOND JAMES & ASSOCIATES, INC.
April 21, 1989 - March 4, 1994
LAZARD FRERES & CO. LLC
January 26, 1988 - April 27, 1989
E.A. MOOS & CO. L.P.
October 8, 1986 - February 5, 1988
MORGAN STANLEY & CO. LLC
December 1, 1982 - November 6, 1986
L. F. ROTHSCHILD & CO. INCORPORATED
August 9, 1982 - December 7, 1982
DREXEL BURNHAM LAMBERT INCORPORATED
May 18, 1976 - January 8, 1979
WEEDEN & CO.
May 18, 1976 - May 7, 1980
MOSELEY SECURITIES CORPORATION
May 4, 1965 - January 15, 1971
G. H. WALKER, LAIRD INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/3/1965
Registered Representative ExaminationCurrent Firm
FIRST EMPIRE SECURITIES, INC.
CRD#: 15129 / SEC#: , 8-31701
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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