Gregory E. Jensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory E Jensen, who also goes by Greg Jensen, Gregory Jensen, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1999. Gregory had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2010 - March 5, 2025
FIDELITY BROKERAGE SERVICES LLC
October 5, 2009 - June 4, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - June 4, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
August 29, 2007 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
August 24, 2007 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
January 25, 2005 - August 29, 2007
A. G. EDWARDS & SONS, INC.
January 12, 2005 - August 29, 2007
A. G. EDWARDS & SONS, INC.
April 12, 2002 - November 30, 2004
WORLD GROUP SECURITIES, INC.
February 8, 1999 - April 12, 2002
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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