Joseph W. Macmichael
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph William Macmichael JR, who also goes by Joseph William Jr Macmichael, was a registered financial advisor .
Joseph is a previously registered financial advisor and started their career in finance in 1970. Joseph had worked at 9 firms and has passed the Series 65, Series 63, Series 1, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2002 - February 26, 2005
MASTERS LEGACY PLANNING, INC.
July 28, 1998 - December 31, 2005
SII INVESTMENTS, INC.
January 20, 1997 - December 31, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 19, 1989 - September 30, 1998
OSAIC WEALTH, INC.
December 10, 1980 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 13, 1974 - November 29, 1980
ILG SECURITIES CORPORATION
November 14, 1972 - March 5, 1979
INDEPENDENT FINANCIAL PLANNERS CORPORATION
July 23, 1971 - September 18, 1972
FML FUNDS DISTRIBUTION COMPANY
September 25, 1970 - May 27, 1976
INTERAMERICA INVESTORS SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/27/1967
Registered Representative ExaminationCurrent Firm
MASTERS LEGACY PLANNING, INC.
CRD#: 120905 / SEC#: 801-62822
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
