Mark N. Gerber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Nathan Gerber was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1999. Mark had worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2018 - January 2, 2024
WOOD (ARTHUR W.) COMPANY, INC.
July 13, 2016 - August 18, 2017
WOOD (ARTHUR W.) COMPANY, INC.
April 11, 2000 - October 6, 2014
DETWILER FENTON & CO.
November 1, 1999 - January 12, 2000
TUCKER ANTHONY INCORPORATED
May 3, 1999 - November 1, 1999
CLEARY GULL INC.
January 1, 1999 - May 3, 1999
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOOD (ARTHUR W.) COMPANY, INC.
CRD#: 3798 / SEC#: , 8-3368
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCCARTHY, DONALD PHILIP | DIRECTOR, PRESIDENT/CEO, CCO | 858923 |
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
