Todd L. Wachtel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Leonard Wachtel, who also goes by Todd Wachtel, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1999. Todd had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2024 - July 31, 2026
P.J. ROBB VARIABLE, LLC
August 5, 2022 - December 9, 2024
TLG ADVISORS, INC.
August 3, 2022 - December 9, 2024
THE LEADERS GROUP, INC.
November 3, 2008 - December 4, 2020
HORNOR, TOWNSEND & KENT, LLC
October 27, 2008 - December 4, 2020
HORNOR, TOWNSEND & KENT, LLC
October 21, 2003 - May 6, 2008
EQUITABLE ADVISORS, LLC
April 13, 2000 - May 6, 2008
EQUITABLE ADVISORS, LLC
March 8, 1999 - July 7, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 8, 1999 - July 7, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
Red Flags
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