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DS

Douglas E. Soons

REVOLUTION CAPITAL,
Salem, MA
Some features on this profile are disabled
CRD#: 3163099
DS

Professional summary

Douglas Edward Soons is a registered financial advisor currently at REVOLUTION CAPITAL, INC located in Salem, Massachusetts.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Douglas has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Edward Soons's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 1, 2000 - Present

REVOLUTION CAPITAL, INC

RIA
CRD#: 132041
Salem, MA
Past

April 20, 2000 - December 1, 2000

TRIAD ADVISORS LLC

BD
CRD#: 25803
ATLANTA, GA
Past

January 15, 1999 - November 11, 1999

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 15, 1999 - November 11, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(1/1/2000)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/11/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/22/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/14/1999
General Securities Representative Examination

Current Firm

RC
REVOLUTION CAPITAL, INC
BRINDLE FINANCIAL GROUP, INC. | REVOLUTION CAPITAL, INC | D/B/A REVOLUTION CAPITAL

CRD#: 132041 / SEC#:

Massachusetts
Registered Investment Advisory firm - (1/1/2000 Approved)
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Contact information

Main Address
Salem, MA
Mailing Address
6 Liberty Square Unit 2596, Boston, MA 02109
Phone number
(617) 275-4292
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts148
AUM (Assets Under Management)$ 44,033,142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REVOLUTION CAPITAL, INC

CRD#: 132041Salem, MA

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