Charles M. Clingman
Professional summary
Charles Michael Clingman, who also goes by Charles Clingman, Chuck Clingman, is a registered financial professional currently at VARIABLE INVESTMENT ASSOCIATES, INC. located in Tea, South Dakota.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1999. Charles has worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Michael Clingman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2010 - Present
VARIABLE INVESTMENT ASSOCIATES, INC.
Office #1: 750 E. 1st Street, Tea, SD 57064February 9, 2002 - November 12, 2009
PARKLAND SECURITIES, LLC
July 26, 2001 - February 9, 2002
WALNUT STREET SECURITIES, INC.
January 13, 1999 - July 26, 2001
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2023)
(1/4/2010)
Exams
FINRA
Current Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
