Christopher J. Bonocore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Joseph Bonocore, who also goes by Chris J Bonocore, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1999. Christopher had worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2025 - June 18, 2026
BERENBERG CAPITAL MARKETS LLC
January 31, 2023 - June 26, 2025
ROTH CAPITAL PARTNERS, LLC
July 2, 2020 - January 31, 2023
MKM PARTNERS LLC
January 6, 2005 - June 22, 2020
CANTOR FITZGERALD & CO.
August 17, 1999 - August 27, 2004
KNIGHT CAPITAL AMERICAS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/21/1999
Limited Representative-Equity Trader ExamCurrent Firm
BERENBERG CAPITAL MARKETS LLC
CRD#: 156757 / SEC#: , 8-68821
Contact information
FINRA licenses (14 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
