Juliana K. Weakland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juliana Kathleen Weakland, who also goes by Julie Weakland, was a registered financial professional .
Juliana is a previously registered financial professional and started their career in finance in 1999. Juliana had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2008 - March 10, 2021
CUNNINGHAM WEALTH MANAGEMENT
January 1, 2000 - November 18, 2008
OSAIC FA, INC.
March 23, 1999 - November 18, 2008
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUNNINGHAM WEALTH MANAGEMENT
CRD#: 148023 / SEC#: 801-69472
Contact information
Regulatory assets under management
| Total Number of Accounts | 339 |
| AUM (Assets Under Management) | $ 84,463,800 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
