James C. Dobbs
Professional summary
James Cranford Dobbs III, who also goes by Jay Dobbs III, James Dobbs, is a registered financial professional currently at ARKADIOS CAPITAL located in Atlanta, Georgia.
James is registered as a RR (Registered Representative) and started their career in finance in 1999. James has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Cranford Dobbs III's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2019 - Present
ARKADIOS CAPITAL
Office #1: 2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305March 6, 2019 - August 8, 2019
CONCORDE INVESTMENT SERVICES, LLC
May 4, 2018 - January 24, 2019
CR CAPITAL DISTRIBUTORS, LLC
April 20, 2010 - March 19, 2018
NORTHSTAR SECURITIES, LLC
April 5, 2010 - May 25, 2010
WELTON STREET INVESTMENTS LLC
November 27, 2007 - February 5, 2010
INLAND SECURITIES CORPORATION
July 30, 2003 - November 1, 2007
WELLS INVESTMENT SECURITIES,INC.
October 1, 2000 - July 18, 2003
WELLS FARGO CLEARING SERVICES, LLC
January 13, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2019)
(8/1/2019)
(5/11/2022)
(8/19/2020)
(12/23/2019)
(5/28/2021)
(10/10/2020)
(2/5/2024)
(8/1/2019)
(8/1/2019)
(10/23/2020)
(7/15/2022)
(8/1/2019)
(8/1/2019)
(11/15/2019)
(8/29/2022)
(8/6/2024)
(4/16/2020)
Exams
FINRA
Current Firm
ARKADIOS CAPITAL
CRD#: 282710 / SEC#: , 8-69729
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
