Sherise L. Steele

UNITED CAPITAL FINANCIAL ADVISORS

BIRMINGHAM, MI 48009

CRD#: 3162820

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Professional summary

Sherise Lanay Steele is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Birmingham, Michigan and INTEGRITY ALLIANCE, LLC. located in West Bloomfield, Michigan.

Sherise is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Sherise has worked at 19 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sherise Lanay Steele's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 26, 2025 - Present

UNITED CAPITAL FINANCIAL ADVISORS

Office #1: 280 N Old Woodward Ave Ste 100, Birmingham, MI 48009

RIA

CRD#: 134600

BIRMINGHAM, MI

Current

January 6, 2026 - Present

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

West Bloomfield, MI

Past

July 2, 2025 - January 7, 2026

CETERA ADVISORS LLC

CRD#: 10299

BIRMINGHAM, MI

Past

May 30, 2025 - January 7, 2026

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Birmingham, MI

Past

April 30, 2025 - January 7, 2026

CETERA WEALTH SERVICES, LLC

CRD#: 13572

DEER PARK, IL

Past

April 16, 2025 - March 17, 2026

SAGEVIEW ADVISORY GROUP, LLC

RIA

CRD#: 126777

Birmingham, MI

Past

February 23, 2024 - April 2, 2025

FORTHRIGHT CAPITAL ADVISORY

RIA

CRD#: 323596

W Bloomfield, MI

Past

November 30, 2022 - February 2, 2024

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

FARMINGTON, MI

Past

November 30, 2022 - February 2, 2024

CITIZENS SECURITIES, INC.

CRD#: 39550

FARMINGTON, MI

Past

November 29, 2017 - December 8, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

WEST BLOOMFIELD, MI

Past

November 29, 2017 - December 8, 2022

LPL FINANCIAL LLC

CRD#: 6413

WEST BLOOMFIELD, MI

Past

June 9, 2016 - November 29, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

Ann Arbor, MI

Past

June 9, 2016 - November 29, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

Ann Arbor, MI

Past

November 18, 2015 - March 21, 2016

PRUCO SECURITIES, LLC.

CRD#: 5685

TROY, MI

Past

November 25, 2014 - May 7, 2015

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WEST BLOOMFIELD, MI

Past

November 20, 2007 - May 6, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Past

August 9, 2006 - November 6, 2007

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

SOUTHFIELD, MI

Past

July 6, 2005 - May 25, 2006

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

HUNTINGTONWOOD, MI

Past

October 22, 2002 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

March 21, 2001 - October 9, 2001

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

CRD#: 17529

FARMINGTON HILLS, MI

Past

July 30, 1999 - September 14, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 30, 1999 - September 14, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/20/2026)

Alaska
(1/6/2026)

Arizona
(3/20/2026)

California
(1/6/2026)

Colorado
(1/6/2026)

Delaware
(3/20/2026)

Florida
(1/6/2026)

Georgia
(3/20/2026)

Hawaii
(3/20/2026)

Idaho
(3/20/2026)

Illinois
(1/6/2026)

Indiana
(1/6/2026)

Iowa
(3/20/2026)

Kansas
(3/20/2026)

Kentucky
(3/20/2026)

Maine
(3/20/2026)

Maryland
(3/20/2026)

Massachusetts
(3/20/2026)

IAR

Michigan
(12/26/2025)

Michigan
(1/6/2026)

Minnesota
(1/6/2026)

Missouri
(3/20/2026)

Montana
(1/27/2026)

Nebraska
(3/20/2026)

Nevada
(3/20/2026)

New Hampshire
(3/20/2026)

New Jersey
(3/20/2026)

New Mexico
(3/20/2026)

New York
(3/20/2026)

North Carolina
(3/20/2026)

Ohio
(3/22/2026)

Oklahoma
(1/6/2026)

Oregon
(1/6/2026)

Pennsylvania
(3/20/2026)

South Carolina
(3/20/2026)

South Dakota
(3/20/2026)

Tennessee
(3/20/2026)

Texas
(1/6/2026)

Virginia
(3/20/2026)

Washington
(1/6/2026)

Wisconsin
(1/6/2026)

Wyoming
(3/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/25/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

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Contact information

Main Address

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062

Mailing Address

Phone number

(972) 822-2055

Established

Firm type

Fiscal year end

# of Employees

271

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNITED CAPITAL FINANCIAL ADVISORS WRAP FEE PROGRAM BROCHURE (3/28/2025)

UNITED CAPITAL FINANCIAL ADVISORS ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	41,738
AUM (Assets Under Management)	$ 17,211,052,120

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2024	Cover Page	Report
10/30/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sherise L. Steele

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sherise Lanay Steele's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

SAGEVIEW ADVISORY GROUP, LLC

FORTHRIGHT CAPITAL ADVISORY

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

PRUCO SECURITIES, LLC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

UNITED CAPITAL FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/2014

Series 63

Date: 1/25/1999

SIE

Date: 10/1/2018

Series 7

Date: 6/23/1999

FINRA

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

UNITED CAPITAL FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

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