SS
Sherise L. Steele
SAGEVIEW ADVISORY GROUP
Birmingham, MI 48009
Some features on this profile are disabled
CRD#: 3162820
SS
Professional summary
Sherise Lanay Steele is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Birmingham, Michigan and CETERA INVESTMENT ADVISERS LLC located in Deer Park, Illinois.
Sherise is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Sherise has worked at 17 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: BLACK ALUMNI COLLECTIVE INC INVESTMENT RELATED: NO ADDRESS: 2566 SHALLOWFORD RD, SUITE 104, ATLANTA, GA 30345 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 1/2025 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS TO CONSULT AND ADVISE THE DIRECTION OF OUR MEMBER ORGANIZATIONS; 2. NAME OF OTHER BUSINESS: FRANKLIN CORNERS HOA INVESTMENT RELATED: NO ADDRESS: 6815 WOODSIDE TRL, WEST BLOOMFIELD, MI 48322 NATURE OF BUSINESS: BOARD FIDUCIARY POSITIONS START DATE: 1/2025 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY BOARD MEETINGS TO ADD INPUT ABOUT OUR NEIGHBORHOOD MAINTENANCE AND PLAN OUR ANNUAL SUBDIVISION HALLOWEEN PARTY; 3. NAME OF OTHER BUSINESS: GINGER MANAGEMENT LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 7/2015 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWNER OF AN INCOME PROPERTY. I MAINTAIN THE PROPERTY AND COLLECT RENT; 4. NAME OF OTHER BUSINESS: ELEETS PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: WEST BLOOMFIELD, MI 48322 NATURE OF BUSINESS: REAL ESTATE START DATE: 7/2015 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MAINTAIN AND UPDATE RENTAL PROPERTY AND COLLECT RENT; 5. NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 4/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: WEALTH ADVISOR DUTIES;
CRS (Client Relationship Summary) - RIA
Click below to view Sherise Lanay Steele's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2025 - Present
SAGEVIEW ADVISORY GROUP, LLC
Office #1: 280 N Old Woodward Suite 100, Birmingham, MI 48009RIA
CRD#: 126777
Birmingham, MI
Current
May 30, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 21925 W Field Parkway Suite 245, Deer Park, IL 60010Office #2: 280 N Old Woodward Ave Suite 100, Birmingham, MI 48009RIA
CRD#: 105644
Deer Park, IL
Current
April 30, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 21925 W Field Parkway Suite 245, Deer Park, IL 60010Office #2: 280 N Old Woodward Ave Suite 100, Birmingham, MI 48009BD
CRD#: 13572
Deer Park, IL
Current
July 2, 2025 - Present
CETERA ADVISORS LLC
Office #1: 280 N Old Woodward Ave Ste 100, Birmingham, MI 48009BD
CRD#: 10299
BIRMINGHAM, MI
Past
February 23, 2024 - April 2, 2025
FORTHRIGHT CAPITAL ADVISORY
RIA
CRD#: 323596
W Bloomfield, MI
Past
November 30, 2022 - February 2, 2024
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
FARMINGTON, MI
Past
November 30, 2022 - February 2, 2024
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
FARMINGTON, MI
Past
November 29, 2017 - December 8, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
WEST BLOOMFIELD, MI
Past
November 29, 2017 - December 8, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
WEST BLOOMFIELD, MI
Past
June 9, 2016 - November 29, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
Ann Arbor, MI
Past
June 9, 2016 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
Ann Arbor, MI
Past
November 18, 2015 - March 21, 2016
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
TROY, MI
Past
November 25, 2014 - May 7, 2015
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WEST BLOOMFIELD, MI
Past
November 20, 2007 - May 6, 2015
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
COVINGTON, KY
Past
August 9, 2006 - November 6, 2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
SOUTHFIELD, MI
Past
July 6, 2005 - May 25, 2006
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
HUNTINGTONWOOD, MI
Past
October 22, 2002 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
March 21, 2001 - October 9, 2001
INDEPENDENCE ONE BROKERAGE SERVICES, INC.
BD
CRD#: 17529
FARMINGTON HILLS, MI
Past
July 30, 1999 - September 14, 1999
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 30, 1999 - September 14, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/27/2025)
IAR
Arizona(5/20/2025)
IAR
California(4/21/2025)
RR
California(5/27/2025)
IAR
Colorado(4/22/2025)
RR
Colorado(5/27/2025)
IAR
Florida(5/1/2025)
RR
Florida(5/27/2025)
IAR
Illinois(4/21/2025)
RR
Illinois(5/27/2025)
IAR
Indiana(5/27/2025)
RR
Indiana(9/8/2025)
IAR
Michigan(4/16/2025)
RR
Michigan(4/30/2025)
IAR
Minnesota(4/21/2025)
RR
Minnesota(5/27/2025)
IAR
New York(6/16/2025)
IAR
North Carolina(4/21/2025)
IAR
Oklahoma(4/21/2025)
RR
Oklahoma(5/27/2025)
IAR
Oregon(4/22/2025)
RR
Oregon(5/27/2025)
IAR
Texas(4/21/2025)
RR
Texas(5/27/2025)
IAR
Texas(5/30/2025)
IAR
Washington(4/21/2025)
RR
Washington(8/5/2025)
IAR
Wisconsin(4/22/2025)
RR
Wisconsin(5/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAGEVIEW ADVISORY GROUP, LLC
CRD#: 126777Birmingham, MI 48009TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
