Michael P. Maxwell
Professional summary
Michael Phillip Maxwell is a registered financial professional currently at PENTEGRA DISTRIBUTORS INC. located in Shelton, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Phillip Maxwell's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2024 - Present
PENTEGRA DISTRIBUTORS INC.
Office #1: 2 Enterprise Drive Suite 408, Shelton, CT 06484January 4, 2021 - June 28, 2024
EMPOWER FINANCIAL SERVICES, INC.
September 21, 2015 - January 4, 2021
MML DISTRIBUTORS, LLC
June 20, 2012 - October 1, 2012
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(7/17/2024)
Exams
FINRA
Current Firm
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249 / SEC#: , 8-42445
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249Shelton, CT 06484TRUST BUT VERIFY
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