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Karen Aileen Proctor

PMA SECURITIES
NAPERVILLE, IL
·CRD# 3162770·2 years registered

Professional Summary

Karen Aileen Proctor, who also goes by Karen A Berg, Karen Aileen Berg, Karen Aileen Brase, Karen Aileen Proctor-weeks, is a registered financial advisor currently at PMA SECURITIES, LLC located in Naperville, Illinois. Karen is registered as a RR (Registered Representative) and started their career in finance in 2025. Karen has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Karen A Berg, Karen Aileen Berg, Karen Aileen Brase, Karen Aileen Proctor-Weeks

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years registered in the securities industry

Current & Past Employments

Current

PMA SECURITIES, LLCCurrent·CRD# 30397
BD
2135 Citygate Lane 7th Floor, Naperville, IL 60563
May 6, 2025 - Present

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Current Firm

PS
PMA SECURITIES, LLC

ENGLISH CONCEPTS, INC. | PMA SECURITIES, LLC | PMA SECURITIES, INC.

CRD#: 30397 / SEC#: 8-44905
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

2135 Citygate Lane 7th Floor, Naperville, IL 60563

Mailing Address

2135 Citygate Lane 7th Floor, Naperville, IL 60563

Phone Number

(630) 657-6400

Established

Illinois since 03/26/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (23 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PMA ACQUISITION, LLCMEMBER—
KUBITZ, GREGORY ALLEN JRCHIEF EXECUTIVE OFFICER5086051
MARTENS, JONATHAN RAYFINANCIAL AND OPERATIONS PRINCIPAL4593466
RAGUS, LORI ANNGENERAL COUNSEL/CHIEF COMPLIANCE OFFICER/SECRETARY5754738

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(5/30/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2025About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed May 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2024About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Karen Aileen Proctor's CRS (Customer Relationship Summary).

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