Akhandal Parija
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Akhandal Parija, who also goes by Bob Parija, was a registered financial professional .
Akhandal is a previously registered financial professional and started their career in finance in 1999. Akhandal had worked at 6 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2014 - July 6, 2017
WOLFE RESEARCH SECURITIES
September 3, 2010 - September 9, 2014
SG AMERICAS SECURITIES, LLC
June 16, 2004 - February 10, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 5, 2001 - May 28, 2004
ABN AMRO INCORPORATED
March 22, 2000 - November 2, 2000
SOUNDVIEW TECHNOLOGY CORPORATION
December 15, 1999 - March 31, 2000
WIT CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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