Sharon M. Schmidt
Professional summary
Sharon Marie Schmidt, who also goes by Sharon Marie Rice, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in Bridgewater, New Jersey.
Sharon is registered as a RR (Registered Representative) and started their career in finance in 1999. Sharon has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sharon Marie Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2016 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: 501 Route 22, Bridgewater, NJ 08807March 17, 2008 - July 29, 2013
WALNUT STREET SECURITIES, INC.
March 17, 2008 - January 2, 2015
NEW ENGLAND SECURITIES
March 17, 2008 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
December 17, 2007 - March 17, 2008
WALNUT STREET SECURITIES, INC.
December 17, 2007 - March 17, 2008
NEW ENGLAND SECURITIES
December 17, 2007 - March 17, 2008
MSI FINANCIAL SERVICES, INC.
December 17, 2007 - March 17, 2008
METLIFE INVESTORS DISTRIBUTION COMPANY
September 2, 2005 - June 22, 2007
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 25, 1999 - December 3, 2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2016)
(6/30/2016)
Exams
FINRA
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
