AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JP

Julie L. Pierro

UBS FUND SERVICES (USA) LLC
Hartford, CT 06103
Some features on this profile are disabled
CRD#: 3162520
JP

Professional summary

Julie Lynn Pierro, who also goes by Julie Lynn Salimando, is a registered financial professional currently at UBS FUND SERVICES (USA) LLC located in Hartford, Connecticut.

Julie is registered as a RR (Registered Representative) and started their career in finance in 1998. Julie has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Julie Lynn Salimando

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Julie Lynn Pierro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2010 - Present

UBS FUND SERVICES (USA) LLC

Office #1: 10 State House Square 12th Floor, Hartford, CT 06103
BD
CRD#: 41848
Hartford, CT
Past

February 29, 2008 - December 16, 2009

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

BD
CRD#: 37819
WINDSOR, CT
Past

August 2, 2002 - February 29, 2008

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT
Past

December 24, 1998 - April 24, 2001

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/7/2014)
RR
Alaska
(8/7/2014)
RR
Arizona
(8/7/2014)
RR
Arkansas
(8/7/2014)
RR
California
(8/7/2014)
RR
Colorado
(8/7/2014)
RR
Connecticut
(3/28/2013)
RR
Delaware
(8/7/2014)
RR
District of Columbia
(8/7/2014)
RR
Florida
(3/28/2013)
RR
Georgia
(3/28/2013)
RR
Hawaii
(8/7/2014)
RR
Idaho
(8/7/2014)
RR
Illinois
(3/28/2013)
RR
Indiana
(8/7/2014)
RR
Iowa
(8/7/2014)
RR
Kansas
(8/7/2014)
RR
Kentucky
(8/7/2014)
RR
Louisiana
(8/7/2014)
RR
Maine
(8/7/2014)
RR
Maryland
(3/28/2013)
RR
Massachusetts
(8/7/2014)
RR
Michigan
(3/28/2013)
RR
Minnesota
(8/7/2014)
RR
Mississippi
(8/7/2014)
RR
Missouri
(8/7/2014)
RR
Montana
(8/7/2014)
RR
Nebraska
(8/7/2014)
RR
Nevada
(8/7/2014)
RR
New Hampshire
(8/7/2014)
RR
New Jersey
(3/28/2013)
RR
New Mexico
(8/7/2014)
RR
New York
(3/28/2013)
RR
North Carolina
(4/1/2013)
RR
North Dakota
(8/7/2014)
RR
Ohio
(3/28/2013)
RR
Oklahoma
(8/7/2014)
RR
Oregon
(8/7/2014)
RR
Pennsylvania
(3/28/2013)
RR
Rhode Island
(3/28/2013)
RR
South Carolina
(8/7/2014)
RR
South Dakota
(8/7/2014)
RR
Tennessee
(8/7/2014)
RR
Texas
(8/7/2014)
RR
Utah
(8/7/2014)
RR
Vermont
(8/7/2014)
RR
Virginia
(3/28/2013)
RR
Washington
(8/7/2014)
RR
West Virginia
(8/7/2014)
RR
Wisconsin
(8/7/2014)
RR
Wyoming
(8/7/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/20/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/19/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/23/1998
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 12/15/2006
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

UF
UBS FUND SERVICES (USA) LLC
ALLEGIS CAPITAL LLC | UBS FUND SERVICES (USA) LLC | UBS ASSET MANAGEMENT, REAL ESTATE - US

CRD#: 41848 / SEC#: , 8-49596

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
10 State House Square 12th Floor, Hartford, CT, 06103-3604
Mailing Address
10 State House Square 12th Floor, Hartford, CT, 06103-3604
Phone number
(860) 616-9000
Established
Delaware since 06/30/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UBS REALTY INVESTORS LLCMEMBER
HORAN, KATHLEEN ELIZABETHFINOP/CFO5188874
KAPILOFF, STEVEN MARKGENERAL COUNSEL/SECRETARY6363927
O'SHEA, THOMAS JAMESPRESIDENT/CEO4803329
PILE, NICHOLAS SIMONCHIEF COMPLIANCE OFFICER2727759

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UBS FUND SERVICES (USA) LLC

CRD#: 41848Hartford, CT 06103

TRUST BUT VERIFY

Monitor Julie Pierro

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Samuel Elias Kaplowitz
Samuel KaplowitzAdvisorCheck Check Mark
BREACHWAY INVESTMENTS, LLC
IAR
West Hartford, CT
Richard R Rake
Richard RakeAdvisorCheck Check Mark
FINANCIAL RESOURCES GROUP, LLC
IAR
GLASTONBURY, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.