John N. Coumarianos

MINDFUL ADVISORY

Northvale, NJ

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CRD#: 3162482

Professional summary

John Nicholas Coumarianos is a registered financial advisor currently at MINDFUL ADVISORY, LLC located in Northvale, New Jersey.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. John has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

In addition to his role at Mindful Advisory, LLC, Mr. Coumarianos also serves as a writer/editor for CityWireUSA, a financial publication based out of New York, NY. He began this activity in March, 2020 and devotes roughly 20 hours per month to this activity during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Nicholas Coumarianos's CRS (Customer Relationship Summary).

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

January 6, 1999 - May 3, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 6, 1999 - May 3, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/23/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/20/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/5/1999

General Securities Representative Examination

Current Firm

MINDFUL ADVISORY, LLC

CRD#: 315290 / SEC#:

New Jersey

Registered Investment Advisory firm - (11/10/2021 Approved)

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Contact information

Main Address

Northvale, NJ

Mailing Address

Phone number

(201) 951-3509

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 3,471,106

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John N. Coumarianos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Nicholas Coumarianos's CRS (Customer Relationship Summary).

Certified licenses

Experience

MINDFUL ADVISORY, LLC

RIA ADVISORS

HAMILTON RESEARCH AND MANAGEMENT, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/23/2018

Series 63

Date: 4/20/1999

Series 7

Date: 1/5/1999

Current Firm

MINDFUL ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MINDFUL ADVISORY, LLC

TRUST BUT VERIFY

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