Anthony F. Pacione
Professional summary
Anthony Ferdinand Pacione, who also goes by Tony Pacione, is a registered financial advisor currently at GASIMA FINANCIAL LLC located in Venice, Florida.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Anthony has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Ferdinand Pacione's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2022 - Present
GASIMA FINANCIAL LLC
Office #1: 304 West Venice Ave., Suite 204, Venice, FL 34285January 2, 2014 - July 20, 2017
CITIZENS JMP SECURITIES, LLC
March 7, 2012 - January 3, 2014
B. RILEY SECURITIES, INC.
December 22, 2011 - March 7, 2012
DELPHOS MMJ L.P.
October 28, 2003 - January 20, 2011
B. RILEY SECURITIES, INC.
February 17, 2003 - August 27, 2003
WORLDCO, L.L.C.
January 25, 1999 - December 1, 1999
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/16/2022)
Exams
Series 55
Date: 3/25/2003
Limited Representative-Equity Trader ExamCurrent Firm
GASIMA FINANCIAL LLC
CRD#: 316326 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 3,440,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
