Joanna F. Makinster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joanna Franks Makinster, who also goes by Joanna Franks, Joanna Makinster, was a registered financial professional .
Joanna is a previously registered financial professional and started their career in finance in 1999. Joanna had worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2025 - June 23, 2026
PENTEGRA DISTRIBUTORS INC.
February 25, 2016 - May 20, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 14, 2014 - June 4, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 3, 2013 - July 29, 2013
NEW ENGLAND SECURITIES
July 13, 2011 - July 29, 2013
MSI FINANCIAL SERVICES, INC.
August 8, 2007 - September 10, 2010
JOHN HANCOCK DISTRIBUTORS LLC
November 1, 2002 - March 23, 2007
ENTERPRISE FUND DISTRIBUTORS, INC.
June 13, 2001 - October 21, 2002
WELLS INVESTMENT SECURITIES,INC.
March 30, 1999 - March 27, 2001
DAVIS DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249 / SEC#: , 8-42445
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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