Kyle Meek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Meek, who also goes by Kyle Forrest Meek, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 1999. Kyle had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2023 - November 11, 2025
TD PRIVATE CLIENT WEALTH LLC
September 13, 2023 - November 11, 2025
TD PRIVATE CLIENT WEALTH LLC
June 17, 2019 - September 11, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 17, 2019 - September 11, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 10, 2019 - June 25, 2019
BOFA SECURITIES, INC.
October 30, 2009 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2004 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 19, 2003 - October 20, 2004
QUICK & REILLY, INC.
December 8, 2003 - October 20, 2004
QUICK & REILLY, INC.
November 24, 2001 - February 4, 2003
PUTNAM INVESTMENT MANAGEMENT, LLC
March 1, 2001 - February 4, 2003
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
May 12, 1999 - September 5, 2000
COMMONWEALTH FINANCIAL NETWORK
January 29, 1999 - March 15, 1999
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
