Robert A. Mackie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Andrew Mackie JR was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1963. Robert had worked at 4 firms and has passed the Series 55, Series 41, Series 1, Series 27 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 1991 - June 8, 2011
R.A. MACKIE & CO., L.P.
November 8, 1988 - May 20, 1991
R.A. MACKIE & CO., INC.
May 1, 1983 - November 30, 1988
J.P. MORGAN SECURITIES LLC
July 12, 1963 - March 5, 1986
SINGER & MACKIE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/28/2000
Limited Representative-Equity Trader ExamSeries 41
Date: 5/4/1985
NYSE Allied Member ExaminationSeries 1
Date: 7/10/1963
Registered Representative ExaminationSeries 00
Date: 8/19/1971
General Securities Principal ExaminationCurrent Firm
R.A. MACKIE & CO., L.P.
CRD#: 28455 / SEC#: , 8-42825
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| R. A. MACKIE & CO., INC. | GENERAL PARTNER | |
| MACKIE, ROBERT ANDREW JR | CEO,COO,FINOP, CHIEF COMPLIANCE OFFICER | 316207 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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