Brian Clair Gildea
Professional Summary
Brian Clair Gildea is a registered financial advisor currently at CREWS & ASSOCIATES, INC. located in Indianapolis, Indiana. Brian is registered as a RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 7 firms and has passed the Series 63, Series 65, Series 52TO, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.
Contact Information
Main Address
4007 N Rodney Parham Rd, Little Rock, AR 72212Mailing Address
4007 N Rodney Parham Rd, Little Rock, AR 72212Phone Number
(501) 907-2000Established
Arkansas since 07/06/1979Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
145SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST SECURITY CAPITAL MARKETS, INC. | OWNER | — |
| BEARDSLEY, SCOTT ARTHUR | SECRETARY OF THE BOARD | 2349866 |
| BUMPERS, JOSEPH PARROTT | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 4336359 |
| CLAY, DENNIS CHARLES | CHIEF EXECUTIVE OFFICER, DIRECTOR, EXECUTIVE COMMITTEE | 1233857 |
| JONES, JAMES STEPHEN | PRESIDENT, DIRECTOR | 502536 |
| MEYER, DAMON CHRISTIAN | CHIEF COMPLIANCE OFFICER | 4133916 |
Regulatory Assets Under Management
Total Number of Accounts
336AUM (Assets Under Management)
$181,087,303Disclosures
Regulatory Event
15Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Nov 2025About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1998About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brian Clair Gildea's CRS (Customer Relationship Summary).
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