Kristie M. Feinberg
Professional summary
Kristie Marie Feinberg, who also goes by Kristie Feinberg, Kristie Marie Kuderling, is a registered financial professional currently at JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts and JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Kristie is registered as a RR (Registered Representative) and started their career in finance in 1999. Kristie has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 26, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristie Marie Feinberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2021 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116January 8, 2021 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116November 20, 2019 - December 14, 2020
INVESCO DISTRIBUTORS, INC.
June 23, 2008 - September 15, 2011
CENTENNIAL ASSET MANAGEMENT CORPORATION
February 7, 2001 - November 20, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
January 20, 1999 - November 16, 2000
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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Company Information
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249Boston, MA 02116TRUST BUT VERIFY
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