Crista L. Cochran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Crista Louise Cochran was a registered financial professional .
Crista is a previously registered financial professional and started their career in finance in 2001. Crista had worked at 2 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2017 - November 15, 2019
GEORGE K. BAUM CAPITAL ADVISORS, INC.
August 29, 2016 - December 31, 2019
GEORGE K. BAUM & COMPANY
April 23, 2001 - March 21, 2006
GEORGE K. BAUM & COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
GEORGE K. BAUM CAPITAL ADVISORS, INC.
CRD#: 158813 / SEC#: , 8-68927
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
