J M. Mackey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
J Mark Mackey was a registered financial professional .
J is a previously registered financial professional and started their career in finance in 1973. J had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2011 - August 14, 2015
KARR BARTH FINANCIAL PLANNING, INC.
July 30, 2002 - September 24, 2015
EQUITABLE ADVISORS, LLC
December 18, 2001 - November 14, 2011
FAITHWARD ADVISORS, LLC
October 20, 1980 - September 24, 2015
EQUITABLE ADVISORS, LLC
April 18, 1973 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/9/1973
Registered Representative ExaminationCurrent Firm
KARR BARTH FINANCIAL PLANNING, INC.
CRD#: 121043 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
