Erik J. Dolan

LGA CAPITAL

Rockville, MD 20852

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CRD#: 3161467

Professional summary

Erik J Dolan, who also goes by Erik Joseph Dolan, Erik Dolan, is a registered financial professional currently at LGA CAPITAL located in Rockville, Maryland and PAVE SECURITIES, LLC located in New York, New York.

Erik is registered as a RR (Registered Representative) and started their career in finance in 1999. Erik has worked at 16 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Erik Joseph Dolan | Erik Dolan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Erik J Dolan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2024 - Present

LGA CAPITAL

Office #1: 6110 Executive Boulevard Suite 1050, Rockville, MD 20852

CRD#: 282415

Rockville, MD

Current

November 4, 2024 - Present

PAVE SECURITIES, LLC

Office #1: 171 Madison Ave. Suite 1500, New York, NY 10016

CRD#: 324533

New York, NY

Current

March 10, 2025 - Present

SEVENPOINT PARTNERS LLC

Office #1: 60 River Road, Summit, NJ 07901

CRD#: 333073

SUMMIT, NJ

Current

August 6, 2025 - Present

TH GLOBAL CAPITAL ADVISORS INC.

Office #1: 27070 Serrano Way, Bonita Springs, FL 34135

CRD#: 334543

BONITA SPRINGS, FL

Current

November 6, 2025 - Present

LIQUIDITY.IO, LLC

Office #1: 350 Sugarbowl Circle, Whitefish, MT 59937

CRD#: 289499

WHITEFISH, MT

Past

December 19, 2024 - November 13, 2025

MAIN STREET SECURITIES LLC

CRD#: 324347

AUSTIN, TX

Past

October 24, 2023 - October 16, 2024

MUZINICH CAPITAL LLC

CRD#: 146017

NEW YORK, NY

Past

October 6, 2023 - July 9, 2024

SERA GLOBAL SECURITIES US LLC

CRD#: 283339

ALPHARETTA, GA

Past

December 6, 2022 - October 2, 2024

FENIMORE SECURITIES, INC.

CRD#: 104391

COBLESKILL, NY

Past

December 22, 2020 - March 4, 2022

ALARIC DISTRIBUTORS, LLC

CRD#: 304165

New Jersey, NJ

Past

January 21, 2020 - February 7, 2023

LGA CAPITAL

CRD#: 282415

ROCKVILLE, MD

Past

May 25, 2016 - October 4, 2016

PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541

BETHESDA, MD

Past

August 5, 2008 - October 15, 2009

B. RILEY SECURITIES, INC.

CRD#: 25027

LOS ANGELES, CA

Past

September 27, 2002 - July 13, 2005

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

ROCKVILLE, MD

Past

September 16, 2002 - July 13, 2005

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

January 16, 2002 - September 20, 2002

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

March 9, 1999 - January 10, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 1, 1999 - March 2, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(10/31/2024)

Virginia
(11/6/2025)

Exams

State Security Law Exam

Series 63

Date: 8/8/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/12/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 99TO

Date: 12/19/2024

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/4/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/29/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/30/2020

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

FINRA

Current Firm

LIQUIDITY.IO, LLC

ARQ ADVISORS LLC | LIQUIDITY.IO, LLC | ARQ SECURITIES

CRD#: 289499 / SEC#: , 8-70000

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

350 Sugarbowl Circle, Whitefish, MT 59937

Mailing Address

350 Sugarbowl Circle, Whitefish, MT 59937

Phone number

(908) 608-8831

Established

Delaware since 01/02/2015

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SATSCHEL INC	OWNER
CHOI, ERIC	CEO/PRINCIPAL/CCO	2705845
BASKETT, ERIN	CFO/FINOP	4538604
BEVAUN, MARLON	FINOP	6259795

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Erik J. Dolan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Erik J Dolan's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAVE SECURITIES, LLC

SEVENPOINT PARTNERS LLC

TH GLOBAL CAPITAL ADVISORS INC.

LIQUIDITY.IO, LLC

MAIN STREET SECURITIES LLC

MUZINICH CAPITAL LLC

SERA GLOBAL SECURITIES US LLC

FENIMORE SECURITIES, INC.

ALARIC DISTRIBUTORS, LLC

LGA CAPITAL

PROFUNDS DISTRIBUTORS, INC.

B. RILEY SECURITIES, INC.

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

CITICORP INVESTMENT SERVICES

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/8/2025

Series 65

Date: 11/12/1999

Series 99TO

Date: 12/19/2024

SIE

Date: 10/4/2016

Series 7

Date: 12/29/1998

Series 24

Date: 5/30/2020

FINRA

FINRA

Current Firm

LIQUIDITY.IO, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LIQUIDITY.IO, LLC

TRUST BUT VERIFY

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