FV
Fabio Vozila
CITIZENS SECURITIES
New York, NY 10003
Some features on this profile are disabled
CRD#: 3161395
FV
Professional summary
Fabio Vozila, who also goes by Fabio M Vozila N/a, Fabio M Vozila, Fabio Marco Vozila, Fibio Vozila, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in New York, New York.
Fabio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Fabio has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Fabio M Vozila N/a | Fabio M Vozila | Fabio Marco Vozila | Fibio Vozila
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Fabio Vozila's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Fabio Vozila's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 21, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 15 Union Square West Ms: Ny337, New York, NY 10003Office #2: 143 Second Avenue Ms: Ny325, New York, NY 10003Office #3: 110 West Broadway Ny331, New York, NY 10013Office #4: 11 East Houston Street Ms: Ny405, New York, NY 10012Office #5: 26 Broadway Ny307, New York, NY 10004RIA
BD
CRD#: 39550
New York, NY
Current
August 21, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 15 Union Square West Ms: Ny337, New York, NY 10003Office #2: 143 Second Avenue Ms: Ny325, New York, NY 10003Office #3: 110 West Broadway Ny331, New York, NY 10013Office #4: 11 East Houston Street Ms: Ny405, New York, NY 10012Office #5: 26 Broadway Ny307, New York, NY 10004RIA
BD
CRD#: 39550
New York, NY
Past
November 15, 2022 - August 17, 2024
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
ASTORIA, NY
Past
November 15, 2022 - August 17, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
ASTORIA, NY
Past
July 29, 2020 - December 8, 2022
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
New York City, NY
Past
May 5, 2020 - December 8, 2022
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
New York City, NY
Past
July 1, 2016 - April 24, 2020
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
NEW YORK, NY
Past
June 30, 2016 - April 24, 2020
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
NEW YORK, NY
Past
November 25, 2013 - June 24, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
CORAL SPRINGS, FL
Past
November 12, 2013 - June 24, 2016
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
CORAL SPRINGS, FL
Past
February 21, 2013 - July 23, 2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
BOCA RATON, FL
Past
October 17, 2012 - July 23, 2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
BOCA RATON, FL
Past
July 3, 2007 - September 26, 2012
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
BOCA RATON, FL
Past
June 16, 2006 - June 4, 2007
AMFIN INVESTMENT SERVICES, INC.
BD
CRD#: 13945
BOCA RATON, FL
Past
October 20, 2004 - May 12, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
BROOKLYN, NY
Past
October 20, 2004 - May 12, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
August 18, 2004 - October 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
FOREST HILLS, NY
Past
March 26, 2004 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
July 17, 2003 - March 31, 2004
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
February 22, 2002 - July 9, 2003
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
November 30, 1999 - January 4, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 30, 1999 - January 4, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/5/2024)
IAR
Florida(9/6/2024)
RR
Indiana(2/26/2025)
IAR
Indiana(2/27/2025)
RR
Maryland(3/11/2025)
IAR
Maryland(3/11/2025)
RR
New Jersey(5/13/2025)
IAR
New Jersey(5/13/2025)
RR
New York(8/21/2024)
IAR
New York(8/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
