PH
Patricia A. Hayton
CPC ADVISORS
Woodstock, GA 30188
Some features on this profile are disabled
CRD#: 3161358
PH
Professional summary
Patricia Ann Hayton, who also goes by Patricia Ann Driskill, Patti Hayton, is a registered financial advisor currently at CPC ADVISORS, LLC located in Woodstock, Georgia and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Woodstock, Georgia.
Patricia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Patricia has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patricia Ann Driskill | Patti Hayton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Business: Consolidated Planning Corporation Address: 3201 S Cherokee Ln Ste 340, Woodstock, GA, 30188-7050, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Serve as an administrative associate for financial advisors and clients of the corporation.
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Ann Hayton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2022 - Present
CPC ADVISORS, LLC
Office #1: 3201 S. Cherokee Lane Suite 340, Woodstock, GA 30188RIA
CRD#: 111025
Woodstock, GA
Current
July 30, 2018 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 3201 S Cherokee Ln Ste 340, Woodstock, GA 30188BD
CRD#: 6694
Woodstock, GA
Past
July 30, 2018 - January 13, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Woodstock, GA
Past
July 13, 2010 - August 7, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
WOODSTOCK, GA
Past
June 22, 2010 - August 7, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
WOODSTOCK, GA
Past
March 23, 2006 - October 30, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
ATLANTA, GA
Past
March 23, 2006 - October 30, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
ATLANTA, GA
Past
December 4, 2003 - February 28, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CUMMING, GA
Past
December 4, 2003 - February 28, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CUMMING, GA
Past
September 23, 2003 - December 5, 2003
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
ALPHARETTA, GA
Past
February 15, 2002 - December 5, 2003
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
July 10, 2001 - February 26, 2002
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CPC ADVISORS, LLC
BELLARS HARRIS WEALTH MANAGEMENT | J. THOMPSON ROSS INVESTMENTS | CPC IMPACT INVESTMENTS | CPC IMPACT INVESTING | CPC CONSULTING SERVICES | CPC ADVISORS, LLC | CPC ADVISORS | CONSOLIDATED PLANNING CORPORATION | CONSOLIDATED PLANNING CORP
CRD#: 111025 / SEC#: 801-11913
RIA
Registered Investment Advisory firm - (8/6/1976 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/30/2018)
RR
Arizona(7/30/2018)
RR
Arkansas(6/18/2024)
RR
California(7/30/2018)
RR
Colorado(7/30/2018)
RR
Connecticut(6/2/2023)
RR
Delaware(6/18/2024)
RR
District of Columbia(6/2/2023)
RR
Florida(7/30/2018)
IAR
Florida(11/14/2022)
RR
Georgia(7/30/2018)
IAR
Georgia(11/3/2022)
RR
Idaho(1/27/2025)
RR
Illinois(7/30/2018)
RR
Indiana(7/30/2018)
RR
Kansas(6/2/2023)
RR
Kentucky(7/30/2018)
RR
Louisiana(6/2/2023)
RR
Maine(4/26/2024)
RR
Maryland(12/11/2018)
RR
Massachusetts(7/30/2018)
RR
Michigan(2/9/2021)
RR
Minnesota(9/12/2025)
RR
Mississippi(6/2/2023)
RR
Missouri(6/2/2023)
RR
Montana(6/9/2020)
RR
Nevada(1/2/2022)
RR
New Jersey(7/30/2018)
RR
New York(7/30/2018)
RR
North Carolina(7/30/2018)
RR
Ohio(7/29/2020)
RR
Oklahoma(6/18/2024)
RR
Oregon(3/5/2025)
RR
Pennsylvania(1/28/2021)
RR
South Carolina(7/30/2018)
RR
South Dakota(4/5/2023)
RR
Tennessee(7/30/2018)
RR
Texas(7/30/2018)
IAR
Texas(11/8/2022)
RR
Utah(1/2/2025)
RR
Virginia(4/27/2020)
IAR
Virginia(11/9/2022)
RR
Washington(4/13/2023)
RR
West Virginia(6/2/2023)
RR
Wisconsin(10/27/2022)
RR
Wyoming(6/2/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CPC ADVISORS, LLC
BELLARS HARRIS WEALTH MANAGEMENT | J. THOMPSON ROSS INVESTMENTS | CPC IMPACT INVESTMENTS | CPC IMPACT INVESTING | CPC CONSULTING SERVICES | CPC ADVISORS, LLC | CPC ADVISORS | CONSOLIDATED PLANNING CORPORATION | CONSOLIDATED PLANNING CORP
CRD#: 111025 / SEC#: 801-11913
RIA
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Contact information
Main Address
1475 Peachtree St. Ne Suite 750, Atlanta, GA 30309
Mailing Address
Phone number
(404) 879-3000
Established
Firm type
Fiscal year end
# of Employees
34
SEC notice filing (31 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,696 |
| AUM (Assets Under Management) | $ 2,095,480,549 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
