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Valerie Rochelle Little Star Red-horse Mohl

CRD# 3160944·Registered 1999 - 2025
Previously Registered: Being a previously registered professional could mean that Valerie is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Valerie Rochelle Little Star Red-horse Mohl, who also goes by Valerie Rochelle Little Star Mohl, Valerie Rochelle Little Star Red-horse, Valerie Red-horse Mohl, Valerie Redding, Valerie Rochelle Little Star Redhorse, was a registered financial advisor. Valerie was a previously registered financial professional and started their career in finance 1999 - 2025. Valerie had worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, Series 52TO, Series 57TO, SIE, Series...

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Valerie Rochelle Little Star Mohl, Valerie Rochelle Little Star Red-Horse, Valerie Red-Horse Mohl, Valerie Redding, Valerie Rochelle Little Star Redhorse

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

CONSOLIDATED PORTFOLIO REVIEW CORP·CRD# 112694
RIA
Sunnyvale, CA
October 8, 2024 - November 11, 2025
VANDERBILT SECURITIES, LLC·CRD# 5953
BD
Sunnyvale, CA
October 8, 2024 - November 11, 2025
KNOWN GROWTH LLC·CRD# 322351
BD
Sunnyvale, CA
December 7, 2023 - August 7, 2024
KNOWN WEALTH LLC·CRD# 321745
RIA
New York, NY
December 12, 2022 - July 29, 2024
INDEPENDENT INVESTMENT BANKERS, CORP.·CRD# 154134
RIA
Sunnyvale, CA
November 23, 2020 - November 25, 2022
INDEPENDENT INVESTMENT BANKERS, CORP.·CRD# 154134
BD
Austin, TX
November 17, 2020 - December 16, 2022
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
RIA
Sunnyvale, CA
February 4, 2011 - November 3, 2020
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
BD
Sunnyvale, CA
February 4, 2011 - November 3, 2020
COHEN & COMPANY SECURITIES, LLC·CRD# 149758
BD
Los Angeles, CA
December 10, 2009 - February 7, 2011
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
RIA
Huntington Beach, CA
July 30, 2007 - December 1, 2009
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
RIA
Huntington Beach, CA
October 12, 2004 - May 1, 2007
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
BD
Huntington Beach, CA
October 11, 2004 - December 1, 2009
RED-HORSE ASSET MANAGEMENT, LLC·CRD# 127610
RIA
Jersey City, NJ
September 9, 2003 - November 11, 2004
NATIVE NATIONS ASSET MANAGEMENT·CRD# 106808
RIA
Tarzana, CA
September 19, 2002 - November 11, 2004
NATIVE NATIONS ASSET MANAGEMENT·CRD# 106808
RIA
Tarzana, CA
June 27, 2002 - July 1, 2002
RED-HORSE SECURITIES, LLC·CRD# 104169
BD
Bridgewater, NJ
March 19, 2002 - November 11, 2004
REDWOOD BROKERAGE LLC·CRD# 39416
BD
New York, NY
March 4, 2002 - July 16, 2002
NATIVE NATIONS SECURITIES, INC.·CRD# 334
BD
Jersey City, NJ
February 13, 2001 - October 25, 2001
NATIVE NATIONS SECURITIES, INC.·CRD# 47478
BD
New York, NY
January 20, 2000 - March 13, 2001
REDWOOD BROKERAGE LLC·CRD# 39416
BD
New York, NY
May 7, 1999 - March 17, 2000

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Current Firm

CP
CONSOLIDATED PORTFOLIO REVIEW CORP

3 DIMENSIONAL WEALTH ADVISORY | ZIRCON FINANCIAL PLANNING, LLC | VIRTUS WEALTH INC | VAUGHT WEALTH MANAGEMENT | THE VISPER GROUP, LLC | SUMMIT ADVISORS NW | STREAMLINE ASSET MANAGEMENT, LLC | STRATEGIC WEALTH ENDEAVOR INC | STONEFIELD WEALTH MANAGEMENT | STOLLER INVESTMENT ADVISORS, INC. | STOECKLEIN FINANCIAL SERVICES | STARR INVESTMENT SERVICES INC. | SEQUOIA WEALTH & RISK MANAGEMENT | SCOPO CAPITAL PLANNING | RED HORSE FINANCIAL GROUP | RANDALL WEALTH MANAGEMENT | RAMIREZ WEALTH MANAGEMENT | QUARTERS WEALTH MANAGEMENT LLC. | QUARTERS WEALTH MANAGEMENT LLC | PARAMOUNT FINANCIAL GROUP, LLC. | PACKARD ADVISORY SERVICES | OMNIWEALTH LLC | NATIONAL ONE ADVISORS | MARTINSON STOLLER ADVISORS | LEGACY SOLUTIONS WEALTH MANAGEMENT LLC | HEWITT PLANNING SERVICES | HATTIG FINANCIAL COMPANY | GRANITE CANYON WEALTH | GOLDEN ELDRIDGE FINANCIAL LLC | FINANCIAL RESOURCES INC. | FAMILY LEGACY ADVISORY GROUP | EDMONSON WEALTH MANAGEMENT | DELANCEY WEALTH MANAGEMENT | DALTON WEALTH GROUP | CONSOLIDATED PORTFOLIO REVIEW CORP | CHIAPPETTA FINANCIAL GROUP | CHAMBERLAIN GROUP | AVENUE WEALTH PARTNERS | AMERICAN CAPITAL ADVISORS, LLC | ACHILLE WEALTH PARTNERS | ABRAMOVITZ WEALTH MANAGEMENT LLC | 3D WEALTH ADVISORY

CRD#: 112694 / SEC#: 801-38795
RIA
Registered Investment Advisory firm - SEC (12/2/1991 Approved)

Contact Information

Main Address

125 Froehlich Farm Blvd., Woodbury, NY 11797

Phone Number

(631) 845-5100

# of Employees

56

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CPR PART2A (3/18/2026)

Regulatory Assets Under Management

Total Number of Accounts

6,228

AUM (Assets Under Management)

$1,591,860,061

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Red-Horse Financial Group, Inc. Not investment-related. Start date: 11/01/2004. Address: 530 Pine Avenue, Sunnyvale CA 94085. Title: CEO and Founder. Duties: All securities related business will be processed through Vanderbilt - this OBA is to disclose non securities consulting work that occurs through Red-Horse Financial Group such as review of operations, financial literacy training, managing RFPs for vendors, etc. Time spent during regular hours: 10%. 2) Red-Horse Native Productions, Inc.; Non Investment-Related. Start date: 11/01/1994. Address: 530 Pine Avenue, Sunnyvale CA 94085. Title: CEO and Founder. Duties: Non-Investment related film production work such as directing, writing and producing. Time spent during regular hours: 5%. 3) Executive Specialties, Inc. Not Investment-Related. Start date: 04/01/1984. Address: 530 Pine Avenue, Sunnyvale CA 94085. Title: Secretary. Duties: I am a director/shareholder (alongside my husband) but I do not actively work in the business. Time spent during regular hours: 0%. 4) Known Holdings, LLC. Not investment related. Start date: 07/31/2024. Address: 530 Pine Avenue, Sunnyvale CA 94085. Title: 4% Unit Holder. Duties: There is no activity nor any duties. I am a passive 4% holder of units in this LLC. Time spent during regular hours: 0%. 5) Boys and Girls Clubs Native Services. Not Investment-Related. Start date: 06/15/2000. Address: 1275 Peachtree Street, Atlanta, GA 30309. Title: Board Chair. Duties: I am a volunteer on this Board of the organization that is dedicated to serving our Native youth. Time spent during regular hours: 0%. 6) New York City Comptroller. Not investment related. Start date: 02/10/2025. Address: 1 Centre Street 8th Floor, New York NY, 10007. Title: DCIO Responsible Investing. Duties: The DCIO??" focused on Responsible Investing, will will lead the Economically Targeted program as well as the Diverse and Emerging Manager program and the broader ESG program, including climate initiatives. This is an administrative position helping to identify managers and opportunities and to make suggestions, but has no trading authority or investment decision making authority as that lies within each of the NYC Pension Funds and their respective Boards of Trustees. Time spent during regular hours: 60%. 7) Christianity Today. Not investment related. Start date: 01/01/2025. Address: P.O. Box 788, Wheaton IL, 60187. Title: Volunteer Board Member for a religious organization Duties: Volunteer Board Member - only 4 meetings per year - in off time hours (weekends). Time spent during regular hours: 0%.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CONSOLIDATED PORTFOLIO REVIEW CORP

3 DIMENSIONAL WEALTH ADVISORY | ZIRCON FINANCIAL PLANNING, LLC | VIRTUS WEALTH INC | VAUGHT WEALTH MANAGEMENT | THE VISPER GROUP, LLC | SUMMIT ADVISORS NW | STREAMLINE ASSET MANAGEMENT, LLC | STRATEGIC WEALTH ENDEAVOR INC | STONEFIELD WEALTH MANAGEMENT | STOLLER INVESTMENT ADVISORS, INC. | STOECKLEIN FINANCIAL SERVICES | STARR INVESTMENT SERVICES INC. | SEQUOIA WEALTH & RISK MANAGEMENT | SCOPO CAPITAL PLANNING | RED HORSE FINANCIAL GROUP | RANDALL WEALTH MANAGEMENT | RAMIREZ WEALTH MANAGEMENT | QUARTERS WEALTH MANAGEMENT LLC. | QUARTERS WEALTH MANAGEMENT LLC | PARAMOUNT FINANCIAL GROUP, LLC. | PACKARD ADVISORY SERVICES | OMNIWEALTH LLC | NATIONAL ONE ADVISORS | MARTINSON STOLLER ADVISORS | LEGACY SOLUTIONS WEALTH MANAGEMENT LLC | HEWITT PLANNING SERVICES | HATTIG FINANCIAL COMPANY | GRANITE CANYON WEALTH | GOLDEN ELDRIDGE FINANCIAL LLC | FINANCIAL RESOURCES INC. | FAMILY LEGACY ADVISORY GROUP | EDMONSON WEALTH MANAGEMENT | DELANCEY WEALTH MANAGEMENT | DALTON WEALTH GROUP | CONSOLIDATED PORTFOLIO REVIEW CORP | CHIAPPETTA FINANCIAL GROUP | CHAMBERLAIN GROUP | AVENUE WEALTH PARTNERS | AMERICAN CAPITAL ADVISORS, LLC | ACHILLE WEALTH PARTNERS | ABRAMOVITZ WEALTH MANAGEMENT LLC | 3D WEALTH ADVISORY

CRD#: 112694 / SEC#: 801-38795
RIA
Registered Investment Advisory firm - SEC (12/2/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1999About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Dec 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2000

Series 7 — General Securities Representative Examination

Passed Jan 1999About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 2002About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Oct 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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