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Michael Chad Kinney

NEXPOINT SECURITIES
DALLAS, TX
·CRD# 3160774·27 years experience

Professional Summary

Michael Chad Kinney, who also goes by Mike Chad Kinney, is a registered financial advisor currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas. Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 14 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Chad Kinney

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

NEXPOINT SECURITIES, INC.·CRD# 165013
BD
200 Crescent Court Suite 700, Dallas, TX 75201
February 3, 2025 - Present
INVICTA ADVISORS LLC·CRD# 298868
RIA
Cheyenne, WY
October 25, 2022 - August 5, 2025
INVICTA CAPITAL LLC·CRD# 288101
BD
Oakmont, PA
August 25, 2020 - August 5, 2025
COMMONGOOD SECURITIES LLC·CRD# 289317
BD
Winter Park, FL
May 3, 2018 - December 17, 2018
NORTHLAND SECURITIES, INC.·CRD# 40258
RIA
Greenwood Village, CO
May 30, 2017 - May 1, 2018
NORTHLAND SECURITIES, INC.·CRD# 40258
BD
Greenwood Village, CO
May 23, 2017 - May 1, 2018
RBC CAPITAL MARKETS, LLC·CRD# 31194
RIA
Greenwood Village, CO
July 1, 2015 - February 4, 2016
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
Greenwood Village, CO
June 1, 2015 - February 4, 2016
EMERSON EQUITY LLC·CRD# 130032
BD
San Mateo, CA
December 9, 2014 - January 21, 2015
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Englewood, CO
March 9, 2012 - October 14, 2013
REALTY CAPITAL SECURITIES, LLC·CRD# 145454
BD
New York City, NY
August 21, 2009 - April 14, 2011
SCHRODER FUND ADVISORS LLC·CRD# 24129
BD
New York, NY
November 12, 2007 - August 7, 2009
DAVIS DISTRIBUTORS, LLC·CRD# 7975
BD
Tucson, AZ
August 13, 2002 - November 2, 2007
FORESIDE DISTRIBUTION SERVICES, L.P.·CRD# 15634
BD
Portland, ME
November 2, 2001 - August 2, 2002
INVESCO CAPITAL MARKETS, INC.·CRD# 6939
BD
Houston, TX
November 2, 1999 - August 23, 2001
NUVEEN SECURITIES, LLC·CRD# 469
BD
Chicago, IL
February 3, 1999 - October 27, 1999

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Current Firm

NS
NEXPOINT SECURITIES, INC.

HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. | PYXIS DISTRIBUTORS, INC. | NEXPOINT SECURITIES, INC.

CRD#: 165013 / SEC#: 8-69128
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

200 Crescent Court, Suite 700, Dallas, TX 75201

Mailing Address

200 Crescent Court, Suite 700, Dallas, TX 75201

Phone Number

(833) 697-6246

Established

Delaware since 06/14/2012

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEXPOINT ASSET MANAGEMENT, L.P.SHAREHOLDER149653
HOLT, DAVID ERICCHIEF COMPLIANCE OFFICER/ POO2426935
NORRIS, DUSTIN DAVIDPRESIDENT6624477
RUSSELL, SARAH DETLINGFINOP / PFO6727189
WATERHOUSE, FRANK GEORGETREASURER2960256

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Capital Group LLC is an LLC I started back in 2011 for the services of business consulting and fundraising for non-profits. It has been inactive during times when I was not self-employed. Address for Capital Group LLC is 5995 Clearwater Drive, Loveland CO, 80538. The business is not investment related. Dual employee with NexPoint Asset Management, L.P. and NexPoint Advisors, L.P., both affiliated SEC registered investment advisors, and will receive compensation from both.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(3/26/2025)
RR
Colorado
(2/3/2025)
RR
Nevada
(2/3/2025)
RR
New Mexico
(2/3/2025)
RR
Utah
(2/3/2025)
RR
Wyoming
(2/3/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2015About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1999About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Chad Kinney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MK
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