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MK

Michael C. Kinney

NEXPOINT SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 3160774
MK

Professional summary

Michael Chad Kinney, who also goes by Mike Chad Kinney, is a registered financial professional currently at NEXPOINT SECURITIES, INC. located in Dallas, Texas.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 14 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mike Chad Kinney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Capital Group LLC is an LLC I started back in 2011 for the services of business consulting and fundraising for non-profits. It has been inactive during times when I was not self-employed. Address for Capital Group LLC is 5995 Clearwater Drive, Loveland CO, 80538. The business is not investment related. Dual employee with NexPoint Asset Management, L.P. and NexPoint Advisors, L.P., both affiliated SEC registered investment advisors, and will receive compensation from both.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Chad Kinney's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2025 - Present

NEXPOINT SECURITIES, INC.

Office #1: 200 Crescent Court Suite 700, Dallas, TX 75201
BD
CRD#: 165013
Dallas, TX
Past

October 25, 2022 - August 5, 2025

INVICTA ADVISORS LLC

RIA
CRD#: 298868
Cheyenne, WY
Past

August 25, 2020 - August 5, 2025

INVICTA CAPITAL LLC

BD
CRD#: 288101
OAKMONT, PA
Past

May 3, 2018 - December 17, 2018

COMMONGOOD SECURITIES LLC

BD
CRD#: 289317
WINTER PARK, FL
Past

May 30, 2017 - May 1, 2018

NORTHLAND SECURITIES, INC.

RIA
CRD#: 40258
GREENWOOD VILLAGE, CO
Past

May 23, 2017 - May 1, 2018

NORTHLAND SECURITIES, INC.

BD
CRD#: 40258
GREENWOOD VILLAGE, CO
Past

July 1, 2015 - February 4, 2016

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
GREENWOOD VILLAGE, CO
Past

June 1, 2015 - February 4, 2016

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
GREENWOOD VILLAGE, CO
Past

December 9, 2014 - January 21, 2015

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

March 9, 2012 - October 14, 2013

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
ENGLEWOOD, CO
Past

August 21, 2009 - April 14, 2011

REALTY CAPITAL SECURITIES, LLC

BD
CRD#: 145454
NEW YORK CITY, NY
Past

November 12, 2007 - August 7, 2009

SCHRODER FUND ADVISORS LLC

BD
CRD#: 24129
NEW YORK, NY
Past

August 13, 2002 - November 2, 2007

DAVIS DISTRIBUTORS, LLC

BD
CRD#: 7975
TUCSON, AZ
Past

November 2, 2001 - August 2, 2002

FORESIDE DISTRIBUTION SERVICES, L.P.

BD
CRD#: 15634
PORTLAND, ME
Past

November 2, 1999 - August 23, 2001

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX
Past

February 3, 1999 - October 27, 1999

NUVEEN SECURITIES, LLC

BD
CRD#: 469
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/26/2025)
RR
Colorado
(2/3/2025)
RR
Nevada
(2/3/2025)
RR
New Mexico
(2/3/2025)
RR
Utah
(2/3/2025)
RR
Wyoming
(2/3/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/30/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/1/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/2/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NEXPOINT SECURITIES, INC.
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. | PYXIS DISTRIBUTORS, INC. | NEXPOINT SECURITIES, INC.

CRD#: 165013 / SEC#: , 8-69128

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
200 Crescent Court, Suite 700, Dallas, TX 75201
Mailing Address
200 Crescent Court, Suite 700, Dallas, TX 75201
Phone number
(833) 697-6246
Established
Delaware since 06/14/2012
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEXPOINT ASSET MANAGEMENT, L.P.SHAREHOLDER149653
HOLT, DAVID ERICCHIEF COMPLIANCE OFFICER/ POO2426935
NORRIS, DUSTIN DAVIDPRESIDENT6624477
RUSSELL, SARAH DETLINGFINOP / PFO6727189

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEXPOINT SECURITIES, INC.

CRD#: 165013Dallas, TX 75201

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