Peter R. Mack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Richard Mack was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1964. Peter had worked at 5 firms and has passed the Series 65, Series 63, SIE, PC, Series 1, Series 53, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2016 - November 10, 2016
PETER R. MACK & CO., INC.
November 5, 1990 - November 10, 2016
PETER R. MACK & CO., INC.
March 31, 1987 - October 22, 1991
SELIGMAN SECURITIES, INC.
October 1, 1985 - April 3, 1987
GRUNTAL & CO., L.L.C.
June 1, 1972 - October 1, 1985
JII SECURITIES INC.
May 26, 1964 - July 1, 1972
DREXEL BURNHAM & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 8/31/1977
AMEX Put and Call ExamSeries 1
Date: 5/22/1964
Registered Representative ExaminationSeries 8
Date: 5/1/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PETER R. MACK & CO., INC.
CRD#: 18275 / SEC#: , 8-36373
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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