Deana J. Harmon

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CRD#: 3160405

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Deana Joy Harmon, AIF®, CIMA®, who also goes by Deana J Harmon, was a registered financial professional .

Deana is a previously registered financial professional and started their career in finance in 1999. Deana had worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Deana J Harmon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CIMA^®

Certified Investment Management Analyst

Experience

Past

June 20, 2012 - February 22, 2019

MJ RETIREMENT

RIA

CRD#: 164328

CARMEL, IN

Past

October 17, 2005 - June 18, 2012

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

INDIANAPOLIS, IN

Past

October 17, 2005 - June 18, 2012

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

INDIANAPOLIS, IN

Past

May 7, 2004 - May 20, 2004

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

January 21, 2004 - May 4, 2004

UNITED SECURITIES ALLIANCE, INC.

RIA

CRD#: 36487

INDIANAPOLIS, IN

Past

January 21, 2004 - May 4, 2004

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

GREENWOOD VILLAGE, CO

Past

February 15, 1999 - May 9, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

INDPLS, IN

Past

January 7, 1999 - May 9, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MJ RETIREMENT

MJ RETIREMENT | PROCOURSE FIDUCIARY ADVISORS, LLC | PRAXIS FIDUCIARY ADVISORS, LLC

CRD#: 164328 / SEC#: 801-76741

RIA

Registered Investment Advisory firm - (6/7/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/26/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/6/1999

General Securities Representative Examination

Current Firm

MJ RETIREMENT

MJ RETIREMENT | PROCOURSE FIDUCIARY ADVISORS, LLC | PRAXIS FIDUCIARY ADVISORS, LLC

CRD#: 164328 / SEC#: 801-76741

RIA

Registered Investment Advisory firm - (6/7/2012 Approved)

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Contact information

Main Address

571 Monon Blvd Suite 400, Carmel, IN 46032

Mailing Address

Phone number

(317) 805-7500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MJ RETIREMENT DISCLOSURE BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	323
AUM (Assets Under Management)	$ 5,071,033,397

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Deana J. Harmon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

ONEAMERICA SECURITIES, INC.

UNITED SECURITIES ALLIANCE, INC.

UNITED SECURITIES ALLIANCE, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MJ RETIREMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/26/1999

Series 7

Date: 1/6/1999

Current Firm

MJ RETIREMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MJ RETIREMENT

TRUST BUT VERIFY

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