Stephanie M. Torres
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Margaret Torres, who also goes by Stephanie Margaret Alyahya, Stephanie M Torres, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 1999. Stephanie had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2021 - July 13, 2023
VICTORY CAPITAL MANAGEMENT INC.
October 31, 2019 - July 13, 2023
VICTORY CAPITAL SERVICES, INC.
October 5, 2017 - February 15, 2019
CITIGROUP GLOBAL MARKETS INC.
October 5, 2017 - February 15, 2019
CITIGROUP GLOBAL MARKETS INC.
March 14, 2014 - August 16, 2017
USAA FINANCIAL PLANNING SERVICES
March 6, 2014 - August 16, 2017
USAA FINANCIAL ADVISORS, INC.
September 6, 2013 - December 31, 2013
WELLS FARGO CLEARING SERVICES, LLC
August 23, 2013 - January 22, 2014
WELLS FARGO CLEARING SERVICES, LLC
February 18, 2010 - March 20, 2013
ADVISORS ASSET MANAGEMENT, INC.
February 17, 2010 - March 20, 2013
ADVISORS ASSET MANAGEMENT, INC.
January 22, 2009 - September 1, 2009
U.S. BANCORP INVESTMENTS, INC.
January 22, 2009 - September 1, 2009
U.S. BANCORP INVESTMENTS, INC.
May 19, 2006 - January 15, 2009
CHARLES SCHWAB & CO., INC.
May 18, 2006 - January 15, 2009
CHARLES SCHWAB & CO., INC.
March 21, 2006 - May 11, 2006
T. ROWE PRICE INVESTMENT SERVICES, INC.
April 13, 2001 - November 7, 2005
WELLS FARGO INVESTMENTS, LLC
December 14, 2000 - August 20, 2002
WELLS FARGO BROKERAGE SERVICES, L.L.C.
December 13, 2000 - November 7, 2005
WELLS FARGO INVESTMENTS, LLC
June 17, 1999 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
Primary Firm SEC Registration
VICTORY CAPITAL MANAGEMENT INC.
CRD#: 106189 / SEC#: 801-46878
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICTORY CAPITAL MANAGEMENT INC.
CRD#: 106189 / SEC#: 801-46878
Contact information
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,566 |
| AUM (Assets Under Management) | $ 152,291,202,954 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
