Theodore S. Broomfield
Professional summary
Theodore S Broomfield, who also goes by Ted Broomfield, is a registered financial advisor currently at BROOMFIELD ADVISORY & MANAGEMENT located in San Francisco, California.
Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Theodore has worked at 3 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Theodore S Broomfield's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2023 - Present
BROOMFIELD ADVISORY & MANAGEMENT
Office #1: 201 Spear Street Suite 1100, San Francisco, CA 94105April 3, 2007 - May 25, 2007
URCHIN CAPITAL PARTNERS, LLC
November 6, 1999 - March 2, 2000
SOUNDVIEW TECHNOLOGY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/19/2023)
Exams
Current Firm
BROOMFIELD ADVISORY & MANAGEMENT
CRD#: 149434 / SEC#:
Contact information
Red Flags
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Company Information
BROOMFIELD ADVISORY & MANAGEMENT
CRD#: 149434San Francisco, CA 94105TRUST BUT VERIFY
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