Joshua L. Gottlieb
Professional summary
Joshua Lawrence Gottlieb was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joshua is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Joshua had worked at 3 firms, which includes BENEFIT FUNDING SERVICES LLC, WORLD EQUITY GROUP INC., OGILVIE SECURITY ADVISORS CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2011 - March 23, 2017
BENEFIT FUNDING SERVICES, LLC
June 4, 2010 - November 2, 2010
WORLD EQUITY GROUP, INC.
May 8, 2007 - October 14, 2008
BENEFIT FUNDING SERVICES, LLC
May 30, 2001 - July 14, 2006
OGILVIE SECURITY ADVISORS CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BENEFIT FUNDING SERVICES, LLC
CRD#: 44079 / SEC#: , 8-50527
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BFS HOLDINGS, LLC | OWNER | |
| WEBB, WILLIAM DUDLEY JR | PRESIDENT, FINOP AND CHIEF COMPLIANCE OFFICER | 1256777 |
Red Flags
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