Ferdinand R. Macholz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ferdinand Robert Macholz, who also goes by Ferd Robert Macholz, Fred Robert Macholz, was a registered financial professional .
Ferdinand is a previously registered financial professional and started their career in finance in 1974. Ferdinand had worked at 5 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2011 - February 12, 2013
THE O.N. EQUITY SALES COMPANY
April 29, 2008 - October 18, 2011
SUNSET FINANCIAL SERVICES, INC.
September 12, 2006 - February 1, 2008
SUNSET FINANCIAL SERVICES, INC.
February 6, 2004 - August 25, 2006
NEXT FINANCIAL GROUP, INC.
October 20, 1989 - February 6, 2004
SII INVESTMENTS, INC.
September 4, 1974 - September 20, 1989
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/23/1974
Registered Representative ExaminationCurrent Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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