Jennifer C. Bartlam

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CRD#: 3159624

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jennifer Cathcart Bartlam, who also goes by Jennifer Cathcart Bartlam, Jenny Cathcart Bartlam, Jennifer Lynn Cathcart, was a registered financial professional .

Jennifer is a previously registered financial professional and started their career in finance in 2000. Jennifer had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jennifer Cathcart Bartlam | Jenny Cathcart Bartlam | Jennifer Lynn Cathcart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 5, 2019 - June 23, 2020

LEGACY WEALTH MANAGEMENT, LLC

RIA

CRD#: 304659

RIDGELAND, MS

Past

October 16, 2015 - June 18, 2019

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

BRANDON, MS

Past

October 12, 2015 - June 18, 2019

NYLIFE SECURITIES LLC

CRD#: 5167

BRANDON, MS

Past

October 1, 2014 - March 24, 2015

SIGNATOR INVESTORS, INC.

CRD#: 468

RIDGELAND, MS

Past

April 12, 2007 - September 3, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

JACKSON, MS

Past

October 11, 2006 - September 3, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

JACKSON, MS

Past

October 4, 2004 - March 7, 2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

June 7, 2000 - September 15, 2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY WEALTH MANAGEMENT, LLC

CRD#: 304659 / SEC#: 801-117015

RIA

Registered Investment Advisory firm - (7/26/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/10/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/6/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LEGACY WEALTH MANAGEMENT, LLC

CRD#: 304659 / SEC#: 801-117015

RIA

Registered Investment Advisory firm - (7/26/2019 Approved)

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Contact information

Main Address

300 Concourse Blvd, Suite 102, Ridgeland, MS 39157

Mailing Address

Phone number

(601) 499-1970

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY WEALTH MANAGEMENT, LLC - FORM ADV, PART 2A (2/27/2025)

Regulatory assets under management

Total Number of Accounts	192
AUM (Assets Under Management)	$ 421,093,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer C. Bartlam

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

SIGNATOR INVESTORS, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

LEGACY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2006

SIE

Date: 10/1/2018

Series 7

Date: 11/10/2006

Series 6

Date: 6/6/2000

Current Firm

LEGACY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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